Latest Chief Compliance Officer jobs in Baldwin, NY

52 Chief Compliance Officer Jobs in Baldwin, NY

Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities 5 days ago
Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 12 days ago
Chief Compliance Officer, B2B Payments Larson Maddox - New York, United States A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum 9 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 14 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 14 days ago
In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY In House Jobs | JDHuntr - New York, NY In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal 11 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 12 days ago
Compliance Associate Cardea Group - New York, NY, United States with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938 7 days ago
In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems 9 days ago
Compliance Generalist, Principal Top Investment Firm - Jersey City, NJ, United States . medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer 7 days ago

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