Latest Chief Compliance Officer jobs in New York

38 Chief Compliance Officer Jobs in New York

Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 5 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 7 days ago
Chief Compliance Officer, B2B Payments Larson Maddox - New York, United States A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum 2 days ago
Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 7 days ago
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 5 days ago
Associate General Counsel, New York PensionBee - New York County, New York on developments in SEC and DOL regulatory developments; ● assisting with training of members of the US and UK business on relevant legal, compliance and regulatory matters; and ● assisting the Chief Legal Officer Yesterday
Senior AFC & Compliance Officer DWS Group - New York, NY, United States and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs 2 days ago
Compliance Analyst Rutherford - , NY, United States compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer 13 days ago
VP - IT Audit Manager Phaxis LLC - Uniondale, New York , and ensuring compliance with relevant laws, regulations, and internal policies. Key Responsibilities: Collaborate with the Chief Audit Officer (CAO) to manage and schedule detailed IT audit activities, including Yesterday
Compliance Officer Cardea Group - New York, NY, United States Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit 13 days ago

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