34 Chief Compliance Officer Jobs in Perth Amboy, NJ
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Chief Compliance Officer, Broker-Dealer Simmons & Hanbury - , NY, United States Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities Yesterday
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Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 8 days ago
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Chief Compliance Officer, B2B Payments Larson Maddox - New York, United States A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum 5 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 10 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 10 days ago
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Portfolio Compliance Officer, Mercer Investments Marsh McLennan - New York, NY, US the firm. This role reports directly to the Chief Compliance Officer, Canada Investments. What is in it for you? Work for a global company with a strong brand A culture of internal mobility, collaboration 3 days ago
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Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams 16 days ago
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Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 8 days ago
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Managing Director of Finance (Controller) Explore Schools - Brooklyn, New York , efficiency improvements, and risk mitigation. Financial Compliance & Reporting In partnership with the Chief Executive Officer, prepare and help present to the Board of Trustees all financial reports as needed 3 days ago
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Compliance Generalist, Principal Top Investment Firm - Jersey City, NJ, United States . medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer 3 days ago
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