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282 Chief Compliance Officer Jobs

Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 6 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 8 days ago
Deputy Chief Compliance Officer Comerica - Dallas, Texas Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in managing the Compliance function within the organization. The Deputy 3 days ago
Global Chief Compliance Officer Larson Maddox - Chicago, IL, United States Significant experience with the CFTC, NFA, SEC and FINRA in the US, Financial Conduct Authority (FCA) in the UK and other relevant... 10 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 8 days ago
Chief Compliance Officer Midland States Bank - Champaign , Illinois 61821 , United States – to include programs administered by the Company’s Compliance officers. The Chief Compliance Officer (“The CCO”) assesses the extent to which our policies, business processes and procedures conform to our Code 2 days ago
In-House Counsel / Chief Compliance Officer Oliv Financial - Chicago, IL, United States In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue 14 days ago
Deputy Chief Compliance Officer Larson Maddox - Chicago, IL, United States Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program 15 days ago
Chief Compliance Officer - To 125K - Milwaukee, WI - Job 3141 The Symicor Group - Milwaukee, Wisconsin Group stands ready to deliver premium results for you. The Position Our financial institution (FI) client is seeking to fill a Chief Compliance Officer role in the greater Milwakee, WI market. This role 12 days ago
Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams 14 days ago

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