Latest Chief Compliance Officer jobs in Baldwin, NY (page 2)

63 Chief Compliance Officer Jobs in Baldwin, NY - page 2

General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 8 days ago
In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY To apply go to JDHuntr.com Surveying and interpreting our regulatory and broader risk landscape in the USA 14 days ago
Human Resources Lead/Director (Hybrid/Remote) Kodiak Solutions - New York, NY, United States . You will report directly to the Chief People Officer. Position Location: Preference for one of our Kodiak office locations: Chicago, Denver, Indianapolis, or Nashville but open to US remote. Job Responsibilities 5 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 22 days ago
In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY In House Jobs | JDHuntr - New York City, NY In House Counsel Jobs | JDHuntr 46379 Chief Compliance & Regulatory Officer, New York, NY To apply go to JDHuntr.com Develop, implement, and maintain broker -dealer and alternative trading systems 19 days ago
Chief Risk Officer Arena Investors, LP - , NY, United States a best-in-class risk management function overseeing Arena’s principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide 8 days ago
General Counsel Tandym Group - New York, NY, United States with intellectual and developmental disabilities. Reporting to the President/Chief Executive Officer, the right candidate will bring a wide latitude for independent judgment and decision-making, including entity 8 days ago
In House Counsel Jobs California | JDHuntr 44369 Chief Compliance Officer, Jersey City, NJ In House Jobs | JDHuntr - Jersey City, NJ In House Counsel Jobs California | JDHuntr 44369 Chief Compliance Officer, Jersey City, NJ To apply go to JDHuntr.com Oversee the implementation and execution of the Funds day-to-day compliance 21 days ago
Compliance Associate Cardea Group - New York, NY, United States with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938 17 days ago
Compliance Generalist, Principal Top Investment Firm - Jersey City, NJ, United States . medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer 17 days ago

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