Latest Chief Compliance Officer jobs in Newark, NJ

34 Chief Compliance Officer Jobs in Newark, NJ

Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 4 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 6 days ago
Associate General Counsel, New York PensionBee - New York, NY ; and ● assisting the Chief Legal Officer & General Counsel with specific projects and external law firm advisory relationships. Requirements The successful candidate will have: ● a law degree from a reputable 80,000 - 90,000 Yesterday
Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States $75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams 12 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 6 days ago
Vice President, Accounting and Reporting bizjobz LLC - New York, NY, US and casualty classes. Vice-President, Accounting & Reporting Responsibilities: Direct reporting line to the Chief Accounting Officer/Group Controller. Supervise all accounting functions pertaining 2 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 4 days ago
Senior AFC & Compliance Officer DWS Group - New York, NY, United States and Compliance Officer will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sales Coverage business (“Coverage”) in the sale and offer of mutual funds/ETFs Yesterday
Human Resources Manager ApTask - Hackensack, New Jersey relations and resolution of employment conflicts. Work with Firm personnel to ensure the Firm’s compliance in handling requests for leaves of absence. Coordinate with Chief Human Resources Officer and Payroll 5 days ago
Compliance Analyst Rutherford - , NY, United States compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer 12 days ago

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