Compliance Officer Jobs in New York, NY

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets Corporate Title Vice President Location New York, NY Overview You will provide salary range for this position in New York City is $125,000 to $203,000

from: efinancialcareers.com - 14 days ago

REFORM Alliance - New York, NY, United States

Officer Independently prepare all support schedules for the monthly closing process to ensure compliance with GAAP Manage and maintain prepaid, depreciation, accounts receivable, accounts payable

from: linkedin.com - 12 days ago

Standard Power - New York, NY, United States

, artificial intelligence, and Bitcoin mining. Job Description: In-house Paralegal/Legal Assistant reporting directly to the Chief Legal/Compliance Officer involving corporate, transactional, and litigation

from: linkedin.com - 15 days ago

Larson Maddox - New York, United States

: The Compliance Officer will oversee compliance aspects of our investment management activities, including expert network calls, risk evaluation, and general compliance duties. Key Responsibilities: Expert Network USD100000 - USD190000 per annum

from: efinancialcareers.com - 23 days ago

The Goodkind Group, LLC - New York, NY, United States

Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing

from: linkedin.com - 15 days ago

BNP Paribas - New York, NY, United States

Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas in the Americas. The ECM team operates out

from: linkedin.com - 16 days ago

Larson Maddox - New York, United States

A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade USD100000 - USD140000 per annum

from: efinancialcareers.com - 23 days ago

DBI Staffing - New York, NY, United States

The Treasury Manager will report into the firm’s global Controller but will also work closely with the firm’s Chief Financial Officer and Chief Operating Officer. Responsibilities will include

from: linkedin.com - 15 days ago

Larson Maddox - New York, NY, United States

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO

from: linkedin.com - 20 days ago

GIC Private Limited - New York, US

Advise and work with stakeholders to manage a broad spectrum of regulatory obligations and restrictions that apply to GIC’s investments/trading...

from: GIC Private Limited - 23 days ago