Compliance Officer Jobs in New York, NY

LHH - , NY, United States

LHH Recruitment Solutions is working on an EXCITING Associate General Counsel opportunity with a company located in Suffolk County...

from: linkedin.com - 23 days ago

New York, United States

The ideal candidate will have: Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required... $175k - $350k

from: efinancialcareers.com - 8 days ago

Spencer Ogden - New York, NY, United States

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team

from: linkedin.com - 28 days ago

Mashreq - , NY, United States

Evaluate, train and motivate branch to enhance their skills and knowledge of Anti Money Laundering, compliance and regulatory matters...

from: linkedin.com - 28 days ago

Bloomberg - New York, United States

to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in U.S Competitive

from: efinancialcareers.com - 6 days ago

Natixis Corporate & Investment Banking - New York, NY, United States

Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day

from: linkedin.com - 21 days ago

FirstKey Mortgage, LLC - New York, NY, United States

Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer...

from: linkedin.com - 28 days ago

Deutsche Bank - New York, United States

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000

from: efinancialcareers.com - 8 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 28 days ago

Mission Staffing - New York, NY, United States

and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance

from: linkedin.com - 7 days ago