Compliance Officer Jobs

Spencer Ogden - New York, NY, United States

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team

from: linkedin.com - Yesterday

Mashreq - , NY, United States

Support branch operations by providing compliant solutions to regulatory requirements and intervene where necessary to stop a transaction...

from: linkedin.com - Yesterday

Amherst - Austin, TX, United States

The Compliance Officer will assist with the effective implementation and administration of Amherst Capital’s compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed

from: linkedin.com - Yesterday

The Goodkind Group, LLC - New York, NY, United States

Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction...

from: linkedin.com - Yesterday

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - Yesterday

Larson Maddox - , OK, United States

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act

from: linkedin.com - Yesterday

Larson Maddox - Chicago, IL, United States

We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker

from: linkedin.com - 3 days ago

Apex Systems - Charlotte, NC, United States

Role : Compliance Officer Duration : 9mo+ Location : Hybrid (3x a wk onsite) in Charlotte, NC or NY, NY Client : Large bank Summary : This is for the Market Conduct Program - they are in charge

from: linkedin.com - 6 days ago

Oliv Financial - Chicago, IL, United States

In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue

from: linkedin.com - 7 days ago

Solomon Page - New York, NY, United States

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align

from: linkedin.com - 7 days ago