Compliance Officer Jobs in New York, NY

Spencer Ogden - New York, NY, United States

Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team

from: linkedin.com - 2 days ago

Mashreq - , NY, United States

Evaluate, train and motivate branch to enhance their skills and knowledge of Anti Money Laundering, compliance and regulatory matters...

from: linkedin.com - 2 days ago

Scotiabank - New York City, NY, US

Contributes to the overall success of the Equities and Fixed Income, Currencies & Commodities (FICC) sales and trading businesses in...

from: Scotiabank - 2 days ago

The Goodkind Group, LLC - New York, NY, United States

General administrative support: Review RFPs, information questionnaires and the like Complete compliance reports for clients as and...

from: linkedin.com - 2 days ago

FirstKey Mortgage, LLC - New York, NY, United States

Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer...

from: linkedin.com - 2 days ago

Bloomberg - New York, United States

Facility), MIFID II benchmark activities, a US Broker-Dealer, and other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team Competitive

from: efinancialcareers.com - 2 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 2 days ago

Solomon Page - New York, NY, United States

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align

from: linkedin.com - 8 days ago

Hold Brothers - New York, NY

with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000

from: workable.com - 12 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 2 days ago