58 Compliance Director Jobs in White Plains, NY
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Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States ); Coordinate corporate governance matters for the Regulated Funds, including preparing and reviewing materials for meetings of the boards of directors/trustees; Manage the compliance and disclosure review of new 5 days ago
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States of 1940 *Implement and Manage Policies & Procedures to Comply with Regulatory Requirements *Manage Regulatory & SEC Filings *Prepare and Review Materials for Board of Directors/Trustees *Compliance 2 days ago
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DOT Compliance Director NRS | National Retail Systems - North Bergen, NJ DOT Compliance Director Why NRS? Open to East or West Coast (NJ or LA Area) 120k – 140k M-F, 8:30am – 5:00pm Job Overview: The DOT Compliance Director plays a pivotal role in ensuring the company's Yesterday
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Director of Audit Compliance Bowery Residents' Committee - New York, NY, United States Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control 5 days ago
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Director - Equities Compliance Advisory JCW - New York, NY, United States A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory 8 days ago
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In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT To apply go to JDHuntr.com Enhance trade compliance by developing key global policies, procedures 14 days ago
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Retail Compliance Coordinator Marc Fisher Footwear - Greenwich, CT, United States vendor onboarding, retailer deductions, and facilitating adherence to account requirements throughout the Supply Chain. The Compliance Coordinator will report to the Director of Compliance. The position 16 days ago
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MLTC-Director of Contracts/Compliance HumanEdge - New York, NY, United States in the lives of our members at the Health Plan. The Director of Regulatory Affairs will be responsible for The MLTC-Director of Contracts/Compliance will be responsible for directing, delivering, evaluating 14 days ago
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Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Compliance Recruitment Solutions - New York, United States Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing $200 - $220 3 days ago
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Equities Compliance Director JCW - , NY, United States Our client, a global global investment bank, is currently looking to expand their Compliance team with an Equities Advisory Compliance Director. This position will be key in providing regulatory 19 days ago
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