Latest Compliance Director jobs in The Bronx, NY

62 Compliance Director Jobs in The Bronx, NY

Director of Audit Compliance Bowery Residents' Committee - New York, NY, United States Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control 5 days ago
Director - Equities Compliance Advisory JCW - New York, NY, United States A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory 8 days ago
DOT Compliance Director NRS | National Retail Systems - North Bergen, NJ DOT Compliance Director Why NRS? Open to East or West Coast (NJ or LA Area) 120k – 140k M-F, 8:30am – 5:00pm Job Overview: The DOT Compliance Director plays a pivotal role in ensuring the company's Yesterday
MLTC-Director of Contracts/Compliance HumanEdge - New York, NY, United States in the lives of our members at the Health Plan. The Director of Regulatory Affairs will be responsible for The MLTC-Director of Contracts/Compliance will be responsible for directing, delivering, evaluating 14 days ago
Forum: Start a Discussion Join
Equities Compliance Director JCW - , NY, United States Our client, a global global investment bank, is currently looking to expand their Compliance team with an Equities Advisory Compliance Director. This position will be key in providing regulatory 19 days ago
Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Compliance Recruitment Solutions - New York, United States Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing $200 - $220 3 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas... 12 days ago
Director of Private Equity Compliance ($50B+) with CCO Growth Path Top $200B Global Alternative Asset Manager - Jersey City, NJ, United States This is a newly created role due to growth. It is a very high profile opportunity and very important to the firm. In the role, you... 7 days ago
Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank - New York City, NY, US Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the... 4 days ago
Underwriting Director - Financial Institutions Selby Jennings - , NY, United States , and policy issuance while ensuring compliance with underwriting guidelines and regulations. Team Leadership and Development: The Director will guide and mentor a team of underwriters, providing support 5 days ago

Top locations