52 Compliance Director Jobs in Stamford, CT
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States of 1940 *Implement and Manage Policies & Procedures to Comply with Regulatory Requirements *Manage Regulatory & SEC Filings *Prepare and Review Materials for Board of Directors/Trustees *Compliance 5 days ago
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Compliance Director (USA) Trexquant Investment - Stamford, CT We’re looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private... More than 30 days ago
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Non-Profit Bookkeeping/Accounting ROSCCO - Stamford, CT 06901, USA Programs. / Quarterly Reports Maintain accurate records, including ledgers, journals, receipts, and invoices Ensure compliance with internal accounting procedures Assist the Executive Director $65000 - $75000 per year 11 days ago
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Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States ); Coordinate corporate governance matters for the Regulated Funds, including preparing and reviewing materials for meetings of the boards of directors/trustees; Manage the compliance and disclosure review of new 8 days ago
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Retail Compliance Coordinator Marc Fisher Footwear - Greenwich, CT, United States vendor onboarding, retailer deductions, and facilitating adherence to account requirements throughout the Supply Chain. The Compliance Coordinator will report to the Director of Compliance. The position 19 days ago
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Chief Financial Officer Creative Financial Staffing - Stamford, CT overall policy and procedure manual. Effectively communicate and present the critical financial matters to the board of directors. Manage banking relations. Oversee implementation of a multi-phase capital $120,000 - $150,000/Year 5 days ago
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Insurance Coordinator EW Howell Construction Group - Plainview, NY, United States of subcontractor’s insurance packages for compliance with EWH’s insurance requirements. Identify noncompliant insurance and exercise discretion in determining the need to elevate to Director of Risk Management 2 days ago
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Director - Equities Compliance Advisory JCW - New York, NY, United States A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory 11 days ago
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DOT Compliance Director NRS | National Retail Systems - North Bergen, NJ DOT Compliance Director Why NRS? Open to East or West Coast (NJ or LA Area) 120k – 140k M-F, 8:30am – 5:00pm Job Overview: The DOT Compliance Director plays a pivotal role in ensuring the company's 4 days ago
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Governance, Risk, Compliance Technology Lead First Quality - , NY, United States Work with the Office of General Counsel and both the Director and Manager of Information Security Governance, Risk, Compliance and Strategy to ensure the Information Security team stays abreast of new 2 days ago
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