62 Compliance Director Jobs in New York
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Director - Equities Compliance Advisory JCW - New York, NY, United States A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory 11 days ago
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Governance, Risk, Compliance Technology Lead First Quality - , NY, United States Work with the Office of General Counsel and both the Director and Manager of Information Security Governance, Risk, Compliance and Strategy to ensure the Information Security team stays abreast of new 2 days ago
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Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Compliance Recruitment Solutions - New York, United States Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing $200 - $220 6 days ago
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Insurance Coordinator EW Howell Construction Group - Plainview, NY, United States of subcontractor’s insurance packages for compliance with EWH’s insurance requirements. Identify noncompliant insurance and exercise discretion in determining the need to elevate to Director of Risk Management 2 days ago
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Senior Tax Manager - Hedge Fund Larson Maddox - New York, NY, United States as they are opening their first office in the Southeast - offering an opportunity to be a founding member of the office. Reporting to the Tax Director, you will review and manage different aspects of closed end funds 2 days ago
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Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance Scotiabank - New York City, NY, US Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital... 7 days ago
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Equities Compliance Director JCW - , NY, United States Our client, a global global investment bank, is currently looking to expand their Compliance team with an Equities Advisory Compliance Director. This position will be key in providing regulatory 22 days ago
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MLTC-Director of Contracts/Compliance HumanEdge - New York, NY, United States in the lives of our members at the Health Plan. The Director of Regulatory Affairs will be responsible for The MLTC-Director of Contracts/Compliance will be responsible for directing, delivering, evaluating 17 days ago
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Prudential Standards Compliance Director (C15) - New York Citi - New York, United States In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions... $170,000.00 - $300,000.00 12 days ago
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Underwriting Director - Financial Institutions Selby Jennings - , NY, United States , and policy issuance while ensuring compliance with underwriting guidelines and regulations. Team Leadership and Development: The Director will guide and mentor a team of underwriters, providing support 8 days ago
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