27 Investment Compliance Jobs in San Ramon, CA
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Co-Founder and Chief Investment / Operating Officer AiLifePay - Palo Alto, CA, United States knowledge of consumer lending, credit risks, data governance, compliances, and financial stability is required. Skills: Experience raising minimum $5M ++ funding Investment, Fundraising, Operations, Private 3 days ago
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Vice President Finance First Place for Youth - Oakland, CA, United States and monitor action plans to address any audit findings. Cash Management Manage the organization’s cashflow including maintenance of short-term cash, investment of operational reserves, and compliance 11 days ago
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Manager, IT Investment Management, Business Deployment Plan GTT, LLC - Oakland, California to improve the probability of successful delivery. In this role, you will provide executive management & business clear insights into the drivers of business, financial, and compliance performance and risk 4 days ago
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Senior Compliance Associate Cardea Group - San Francisco, CA, United States Senior Compliance Associate (San Francisco, CA) : Our client, an established, international investment manager, is seeking an intelligent, diligent, and enthusiastic compliance professional to join 11 days ago
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Controller San Francisco AIDS Foundation - San Francisco, CA, United States to meet the needs of the organization. Establishes and maintains systems for cash management which provide for liquidity and safety in compliance with the Foundation’s operating reserve practice 24 days ago
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Finance Manager (Experience in Regulatory OR Investment) GSRINC - Oakland, CA level agreements with business partners. Develops, prioritizes, coordinates, and communicates the goals and processes necessary for implementing the investment portfolio and critical programs/projects Depends on Experience 6 days ago
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Compliance Analyst Robert Walters - San Francisco, CA, United States Compliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play 28 days ago
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Managing Director - Compliance (Alternative Assets) IQ-EQ - San Francisco, California services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets 2 days ago
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Senior Associate - Private Equity and Hedge Fund Accounting (Hybrid) IQ-EQ - San Francisco, California services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets 2 days ago
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Wealth Management Analyst** Morgan Stanley - Palo Alto, United States of financial industry and investment products preferred Able to measure performance of clients' portfolios Effective written and verbal communication skills Strong understanding of applicable compliance rules between $50k and $105k per year 4 days ago
Top locations
- San Francisco, CA (30)
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