Latest Investment Compliance jobs in Union City, CA

31 Investment Compliance Jobs in Union City, CA

Accounting Manager Union City, CA for completion of the audit, and ensure timely completion of the audit, State Controller’s Office reports and other compliance reports as required. Oversee reconciliations of the City’s financial activities $12,234.00 - $14,655.00 Monthly 26 days ago
Co-Founder and Chief Investment / Operating Officer AiLifePay - Palo Alto, CA, United States knowledge of consumer lending, credit risks, data governance, compliances, and financial stability is required. Skills: Experience raising minimum $5M ++ funding Investment, Fundraising, Operations, Private 3 days ago
Accounting Manager (Mostly Remote) Robert Half - San Jose, CA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 2 days ago
Wealth Management Analyst** Morgan Stanley - Palo Alto, United States of financial industry and investment products preferred Able to measure performance of clients' portfolios Effective written and verbal communication skills Strong understanding of applicable compliance rules between $50k and $105k per year 4 days ago
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Operational Chief Financial Officer (CFO) with a dynamic, family-owned Construction company - San Jose, CA Safeguard Global Recruiting - San Jose, CA, United States initiatives. Establish and implement a treasury policy to manage financial risk, leverage AP as appropriate, maximize returns on investments, and ensure compliance with regulatory requirements. Experience 8 days ago
Vice President Finance First Place for Youth - Oakland, CA, United States and monitor action plans to address any audit findings. Cash Management Manage the organization’s cashflow including maintenance of short-term cash, investment of operational reserves, and compliance 11 days ago
Sr. Finance Analyst: Channel Operations Western Digital - San Jose, California team on channel pricing programs including MDF, Back End Rebates and other channel investments and be responsible for developing, maintaining and enhancing processes to ensure overall compliance 4 days ago
Senior Compliance Associate Cardea Group - San Francisco, CA, United States Senior Compliance Associate (San Francisco, CA) : Our client, an established, international investment manager, is seeking an intelligent, diligent, and enthusiastic compliance professional to join 11 days ago
Controller San Francisco AIDS Foundation - San Francisco, CA, United States to meet the needs of the organization. Establishes and maintains systems for cash management which provide for liquidity and safety in compliance with the Foundation’s operating reserve practice 24 days ago
Manager, IT Investment Management, Business Deployment Plan GTT, LLC - Oakland, California to improve the probability of successful delivery. In this role, you will provide executive management & business clear insights into the drivers of business, financial, and compliance performance and risk 4 days ago

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