Latest Investment Compliance jobs in Santa Clara, CA

11 Investment Compliance Jobs in Santa Clara, CA

Finance Manager - G&A Palo Alto Networks - Santa Clara, California analytics and insights into investments.Your ImpactManaging the monthly close process including PO accruals, reclasses and meeting SOX compliance requirementsPartner with G&A leaders including HR More than 30 days ago
Accounting Manager (Mostly Remote) Robert Half - San Jose, CA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 3 days ago
Operational Chief Financial Officer (CFO) with a dynamic, family-owned Construction company - San Jose, CA Safeguard Global Recruiting - San Jose, CA, United States initiatives. Establish and implement a treasury policy to manage financial risk, leverage AP as appropriate, maximize returns on investments, and ensure compliance with regulatory requirements. Experience 9 days ago
Sr. Finance Analyst: Channel Operations Western Digital - San Jose, California team on channel pricing programs including MDF, Back End Rebates and other channel investments and be responsible for developing, maintaining and enhancing processes to ensure overall compliance 5 days ago
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Co-Founder and Chief Investment / Operating Officer AiLifePay - Palo Alto, CA, United States knowledge of consumer lending, credit risks, data governance, compliances, and financial stability is required. Skills: Experience raising minimum $5M ++ funding Investment, Fundraising, Operations, Private 4 days ago
Citizens Private Wealth - Advanced Tax & Estate Planning Advisor Citizens - San Jose, United States Clarfeld’s team of CFAs, CPAs, attorneys and CFP®s provide full investment and wealth management services; comprehensive income tax and estate tax planning, structuring, compliance and governmental Competitive 8 days ago
Wealth Management Analyst** Morgan Stanley - Palo Alto, United States of financial industry and investment products preferred Able to measure performance of clients' portfolios Effective written and verbal communication skills Strong understanding of applicable compliance rules between $50k and $105k per year 5 days ago
Director of Compliance Hireio, Inc. - San Jose, CA and guidance to staff on compliance matters and emerging regulations. - Maintain the U.S. Compliance Manual, Code of Conduct, and Operation/Investment Policy and Procedures. - Review and approve all promotional More than 30 days ago
Director of Finance Boulder Creek, CA and complete financial reports including State Controller’s report, Statements of Financial Position, income statements, and those related to fund balances, cash flow, and investments including supporting $10,829.00 - $14,512.00 Monthly 21 days ago
Accounting Manager Union City, CA for completion of the audit, and ensure timely completion of the audit, State Controller’s Office reports and other compliance reports as required. Oversee reconciliations of the City’s financial activities $12,234.00 - $14,655.00 Monthly 27 days ago

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