Latest Investment Compliance jobs in Redwood City, CA

32 Investment Compliance Jobs in Redwood City, CA

Co-Founder and Chief Investment / Operating Officer AiLifePay - Palo Alto, CA, United States knowledge of consumer lending, credit risks, data governance, compliances, and financial stability is required. Skills: Experience raising minimum $5M ++ funding Investment, Fundraising, Operations, Private 4 days ago
Accounting Manager (Mostly Remote) Robert Half - San Jose, CA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 3 days ago
Wealth Management Analyst** Morgan Stanley - Palo Alto, United States of financial industry and investment products preferred Able to measure performance of clients' portfolios Effective written and verbal communication skills Strong understanding of applicable compliance rules between $50k and $105k per year 5 days ago
Operational Chief Financial Officer (CFO) with a dynamic, family-owned Construction company - San Jose, CA Safeguard Global Recruiting - San Jose, CA, United States initiatives. Establish and implement a treasury policy to manage financial risk, leverage AP as appropriate, maximize returns on investments, and ensure compliance with regulatory requirements. Experience 9 days ago
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Vice President Finance First Place for Youth - Oakland, CA, United States and monitor action plans to address any audit findings. Cash Management Manage the organization’s cashflow including maintenance of short-term cash, investment of operational reserves, and compliance 12 days ago
Citizens Private Wealth - Advanced Tax & Estate Planning Advisor Citizens - Menlo Park, United States Clarfeld’s team of CFAs, CPAs, attorneys and CFP®s provide full investment and wealth management services; comprehensive income tax and estate tax planning, structuring, compliance and governmental Competitive 8 days ago
Senior Compliance Associate Cardea Group - San Francisco, CA, United States Senior Compliance Associate (San Francisco, CA) : Our client, an established, international investment manager, is seeking an intelligent, diligent, and enthusiastic compliance professional to join 12 days ago
Controller San Francisco AIDS Foundation - San Francisco, CA, United States to meet the needs of the organization. Establishes and maintains systems for cash management which provide for liquidity and safety in compliance with the Foundation’s operating reserve practice 25 days ago
Managing Director - Compliance (Alternative Assets) IQ-EQ - San Francisco, California services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets 3 days ago
Compliance Analyst Robert Walters - San Francisco, CA, United States Compliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play 29 days ago

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