140 Compliance Monitoring Jobs in New York - page 2
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Behavioral Health Compliance Manager The Family Center - New York, NY, United States to the Deputy Executive Director of Behavioral Health and Support Services. Primary Responsibilities ·Report monthly on clinics’ compliance with state regulations, including monitoring of improvement in areas 7 days ago
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Compliance, Private Wealth Management Compliance, Associate / Vice President, New York Goldman Sachs - New York, United States Management Compliance is seeking an Associate/Vice President to join our team and be based out of the New York office. As part of this team, the primary responsibilities will include: Monitoring and conducting Competitive 3 days ago
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Junior Compliance Analyst Kashable - New York, NY, United States : ● Perform compliance testing and monitoring of regulations such as FDCPA; SCRA, E-Sign, ECOA and phone call/text message monitoring. ● Assist in responding to partner or audit requests. ● Provide assistance 7 days ago
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Vice President, ETF Advisor Compliance BNY Mellon - New York, NY, United States -related compliance program testing and monitoring; assists with preparation of compliance-related board and business line reporting, Assists with preparation of regulatory reporting (Form ADV; Form PF; etc 7 days ago
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Corporate Treasury, Reg W Bank Controls & Monitoring, Vice President Goldman Sachs - New York, United States and Monitoring Team works very closely with the Corporate Treasury division, various Global Banking and Markets teams, as well as Compliance, Legal and Internal Audit to ensure the Bank is being properly monitored Competitive 3 days ago
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Banking Department - BSA Officer Associate/AVP Bank of China USA - , NY, United States support duties. He or she will also perform BSA/AML related control and assists with BSA/AML related projects and tasks. Job Responsibilities: Include but not limited to: BSA/AML/Consumer Compliance 7 days ago
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Senior Finance Associate Atlantic Group - New York, NY, United States respective processes. Manage the preparation/review of Management Company financial statements and budgeting. Assist with quarterly valuation templates, deal-closing procedures, and portfolio monitoring 7 days ago
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VP- Market Risk, Corporate & Investment Banking Santander Holdings USA Inc - New York, United States Description: Ensures adherence to the policies and procedures established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization Competitive 10 days ago
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US Head Of Compliance Madison-Davis, LLC - White Plains, NY, United States ). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing 7 days ago
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Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Assist with review of deals for compliance with 40 Act restrictions Track deal flow for the funds Assist with the 40 Act compliance monitoring and testing program Participate in reviewing and analyzing 11 days ago
Top locations
- New York, NY (222)
- Buffalo, NY (24)
- The Bronx, NY (19)
- Brooklyn, NY (12)
- Rochester, NY (11)
- Albany, NY (10)
- Hicksville, NY (7)
- West Nyack, NY (5)
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