Latest Regulatory Compliance Manager jobs in New York, NY (page 2)

67 Regulatory Compliance Manager Jobs in New York, NY - page 2

Personal Banker- Regional Valley Bank - New York, NY, United States ) etc. Participates in and supports CRA initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance 13 days ago
Senior AFC & Compliance Officer DWS Group - New York, NY, United States with any regulatory examinations and inspections by FINRA or other SRO’s. • Conduct annual training, including the Annual Compliance Meeting and other ad hoc training. • Manage the escalation of emails of Coverage team 15 days ago
Medical Director Opportunity - Medicare Risk Adjustment HCC Review - New York City, NY!! DOCTORS CHOICE PLACEMENT SERVICES, INC. - New York, United States and internal staff. Advises manager of possible trends in inappropriate utilization (under and/or over), and other quality of care issues. Develops and ensures compliance with policies, procedures, bylaws 7 days ago
Compliance Officer Mashreq - , NY, United States / business proposal and seek Country Manager and IBG – Compliance guidance, if necessary. Pro-actively escalate critical issues (compliance/regulatory) to branch Management / AML Committee and IBG – Compliance 20 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States consultant Requirements: 10 years (plus/minus) of regulatory compliance experience within an investment manager JD required. Big law experience required. Exemplary career achievements; individual must 20 days ago
Prudential Standards Compliance Director (C15) - New York Citi - New York, United States Serves as an an Independent Compliance Risk Management (ICRM) senior compliance risk manager responsible for establishing internal strategies, policies, procedures, processes, and programs focused $170,000.00 - $300,000.00 8 days ago
Assistant Controller Marcum Search - New York, NY, United States audit and research technical accounting issues for regulatory compliance. Support the financial close process at both month-end and year-end. Handle the filing of Sales & Use taxes. Advise on investment 20 days ago
QNB Corporate Business AVP Bank of China USA - New York, NY, United States years of corporate lending experience within Banking · Sound knowledge of due diligence process, regulatory and compliance, as well as credit analysis, Commercial Real Estate, and product knowledge 29 days ago
Senior Product Manager - Compliance VP - New York Goldman Sachs - New York, United States thousands of users globally. We partner with Compliance Officers across divisions, to fully understand the financial products, business strategies, and regulatory regimes. This knowledge enables us to build Competitive 18 days ago
Compliance, Compliance Testing Group, Compliance Investigator, Vice President Goldman Sachs - New York, United States , intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions covering asset or wealth management Competitive 18 days ago

«Prev Next»

Top locations