Latest Regulatory Compliance Manager jobs in Greenwich, CT

54 Regulatory Compliance Manager Jobs in Greenwich, CT

Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer / Regulatory Counsel 3 days ago
Phlebotomist -Outreach Lab - Full Time; Days Yale New Haven Health - Greenwich, Connecticut for regulatory inspections and QA 46. Independently assess the Blood Draw Station for regulatory compliance and submits Sentact audits weekly 47. Ensures that the Blood Draw Station is compliant and ready 6 days ago
Manager, Regulatory Affairs KA Recruiting Inc. - Greenwich, Connecticut, United States NEW Permanent Manager, Regulatory Affairs opening near Greenwich, CT! Role: Manager, Regulatory Affairs Location: CT/NY line Responsibilities: Serve as the primary contact for regulatory 24 days ago
Technology Compliance - Senior Analyst Interactive Brokers Group, Inc. - Greenwich, Connecticut, USA potential compliance matters • Assist draft business specifications to create and improve surveillance and compliance tools • Assist coordinate responses to regulatory inquiries from foreign and US regulators 26 days ago
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Manager - KYC Compliance Advisor Capital One - New York, United States of businesses and teams to deliver KYC requirements and monitor compliance with regulatory standards. The KYC Compliance Manager will implement initiatives that continuously improve KYC soundness across 2 days ago
Personal Banker- Regional Valley Bank - New York, NY, United States ) etc. Participates in and supports CRA initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance 12 days ago
Personal Banker- Middle Village, NY Valley Bank - New York, NY, United States initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains 6 days ago
Regulatory Affairs RN Manager- Stamford, CT Tal Healthcare - Stamford, Connecticut, United States Manager, Regulatory Affairs The Manager of Regulatory Affairs is responsible for the overall daily planning, developing, implementation, and coordinating of the Hospital’s regulatory 14 days ago
HR Employee Management Associate Bank of China USA - , NY, United States /consultant Talent Acquisition functions including staffing planning, sourcing, applications/resumes tracking, screening, interview and selection, offer management and compliance with regulatory requirements 6 days ago
VP Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States Assessment Manager. The successful candidate will play a crucial role in ensuring compliance with industry regulations and managing risk within the financial services sector. Responsibilities: - Conduct 25 days ago

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