Latest Regulatory Compliance Manager jobs in New York, NY (page 3)

76 Regulatory Compliance Manager Jobs in New York, NY - page 3

Global Banking & Markets Operations-New York-Associate-Client Onboarding & Configuration Goldman Sachs - New York, United States to all Compliance policies, procedures and regulatory obligations Supporting team manager in day-to-day oversight as well as strategic initiatives Responding promptly and knowledgeably to queries from clients Competitive 19 days ago
Associate Clinical Research Associate - Northeast Region (Remote) Merck - New York, NY with CRA Manager, CRM, TA Head and CRD as needed. Works in partnership with GCTO country operations, finance, regulatory affairs, pharmacovigilance, legal and regional operations, HQ functional areas 20 days ago
Senior Compliance Officer - Institutional Sales Coverage Deutsche Bank - New York, United States and maintain broker-dealer's Form BD with FINRA. Assist the CCO with any regulatory examinations and inspections by FINRA or other SRO's. Conduct annual training, including the Annual Compliance Meeting salary range for this position in New York City/California is $116,250-$200,000 21 days ago
Commercial Bank - Fraud and Operational Resilience Controls Lead (SVP) - Hybrid Citi - New York, United States programs, exchange best practices and drive consistency. Design and monitor control effectiveness, including periodic testing, through contribution to the Manager's Control Assessment (MCA) framework. Track $163,600.00 - $245,400.00 21 days ago
International Account Manager, Wealth and Personal Banking HSBC - New York, NY / Milwaukee, WI stakeholders and leaders, Relationship Managers, and Senior Management to drive client growth. Ensure compliance and actively manage operational risk in accordance with HSBC and regulatory standards and policies $122,000 and $183,000. 24 days ago
Market Risk Analytics Associate FRTB (Risk Management) Morgan Stanley - New York, United States in enhancing the current risk management framework and ensuring compliance with regulatory requirements. Primary Responsibilities - Develop and implement FRTB IMA models in collaboration with asset class teams between $85,000 and $140,000 per year 23 days ago
Medical Director Opportunity - Medicare Risk Adjustment HCC Review - New York City, NY!! DOCTORS CHOICE PLACEMENT SERVICES, INC. - New York, United States and internal staff. Advises manager of possible trends in inappropriate utilization (under and/or over), and other quality of care issues. Develops and ensures compliance with policies, procedures, bylaws 28 days ago
Prudential Standards Compliance Director (C15) - New York Citi - New York, United States Serves as an an Independent Compliance Risk Management (ICRM) senior compliance risk manager responsible for establishing internal strategies, policies, procedures, processes, and programs focused $170,000.00 - $300,000.00 29 days ago
House Financial Controller | Madison Square NeueHouse - New York, NY , and areas for improvement. Prepare regular financial reports and presentations as per Group standards for the general manager and Group finance department. Financial Operations Management: Oversee and manage 100,000 - 150,000 More than 30 days ago
Senior Audit Manager - Internal Audit US Finance and Corporate Treasury MBK Search - Jersey City, NJ, United States with regulatory requirements. Typically manages 2 or more specialized departments comprised of supervisors, managers, professionals, and/or large numbers of operational support employees. Job Description What 25 days ago

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