21 Regulatory Compliance Manager Jobs in Huntington Station, NY
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 16 days ago
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Personal Banker Valley Bank - Garden City, NY, United States initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains 5 days ago
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Compliance Specialist LNK International, Inc. - Hauppauge, NY 11788, USA ) with generous employer match Health Insurance Dental Insurance Paid holidays Paid vacation The Compliance Specialist reports to the Manager of Regulatory Compliance, and is a key member of the LNK team. Areas $60000 - $90000 per year 8 days ago
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Automotive Finance Manager Sunrise Toyota - Oakdale, NY, United States regulatory compliance. The role also involves building and maintaining relationships with financial institutions and working closely with the sales team to provide exceptional customer service. Qualifications 13 days ago
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Personal Banker Valley Bank - Westbury, NY, United States initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains 25 days ago
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Phlebotomist -Outreach Lab - Full Time; Days Yale New Haven Health - Greenwich, Connecticut for regulatory inspections and QA 46. Independently assess the Blood Draw Station for regulatory compliance and submits Sentact audits weekly 47. Ensures that the Blood Draw Station is compliant and ready 14 days ago
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Compliance Analyst Cloudbreak Compliance Group, LLC - White Plains, NY, United States About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients 16 days ago
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Personal Banker Valley Bank - Hauppauge, NY, United States initiatives, activities and programs. Report all significant matters, issues and unusual customer activity to Manager maintaining personal knowledge of compliance and regulatory requirements. Maintains 29 days ago
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Compliance Director (USA) Trexquant Investment - Stamford, Connecticut looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior 13 days ago
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Quality Assurance Manager - AML/GFC Bank of America Merrill Lynch - Stamford, Connecticut, USA Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) Minimum Education Requirement: Bachelor's Degree 16 days ago
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