Latest Regulatory Compliance Manager jobs in New York, NY

74 Regulatory Compliance Manager Jobs in New York, NY

VP Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States Assessment Manager. The successful candidate will play a crucial role in ensuring compliance with industry regulations and managing risk within the financial services sector. Responsibilities: - Conduct 9 days ago
AWS Audit Manager Implementation Specialist Extend Information Systems Inc. - , NY, United States , and risk management. As an AWS Audit Manager Implementation Specialist, you will be responsible for configuring and managing AWS Audit Manager to ensure compliance with industry standards and best practices Yesterday
Compliance, Regulatory Remediation - Quality Control, Associate, New York Goldman Sachs - New York, United States interview, presentation, written communication, time management, and analytical skills Integrity, motivation, intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance Competitive Yesterday
Compliance Officer Mashreq - , NY, United States / business proposal and seek Country Manager and IBG – Compliance guidance, if necessary. Pro-actively escalate critical issues (compliance/regulatory) to branch Management / AML Committee and IBG – Compliance 3 days ago
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Chief Compliance Officer Cardea Group - New York, NY, United States consultant Requirements: 10 years (plus/minus) of regulatory compliance experience within an investment manager JD required. Big law experience required. Exemplary career achievements; individual must 3 days ago
Senior Product Manager - Compliance VP - New York Goldman Sachs - New York, United States thousands of users globally. We partner with Compliance Officers across divisions, to fully understand the financial products, business strategies, and regulatory regimes. This knowledge enables us to build Competitive Yesterday
Assistant Controller Marcum Search - New York, NY, United States audit and research technical accounting issues for regulatory compliance. Support the financial close process at both month-end and year-end. Handle the filing of Sales & Use taxes. Advise on investment 3 days ago
Head of Risk Management and Compliance New York, NY, United States a plus Certification in Compliance or related field (e.g., Certified Regulatory Compliance Manager - CRCM). Familiarity with debt settlement Understanding of Regulations such as TSR, UDAAP, Regulation Z 9 days ago
Compliance, Compliance Testing Group, Compliance Investigator, Vice President Goldman Sachs - New York, United States , intellectual curiosity, and enthusiasm Preferred Qualifications: Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions covering asset or wealth management Competitive Yesterday
HR Employee Management Associate/Intern Bank of China USA - , NY, United States /consultant Talent Acquisition functions including staffing planning, sourcing, applications/resumes tracking, screening, interview and selection, offer management and compliance with regulatory requirements 11 days ago

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