16 Investment Compliance Jobs in Los Angeles, CA - page 2
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VP of Portfolio Risk, Growing RIA! Goodwin Recruiting - Los Angeles, California, US We're seeking a Vice President to join our Risk team within our expanding Legal, Compliance, and Risk Department at one of the nation's fastest-growing independent SEC-registered investment advisors More than 30 days ago
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In House Counsel Jobs California | JDHuntr 54738 Senior Counsel, Employee Benefits (Remote Anywhere USA) In House Jobs | JDHuntr - Los Angeles, CA services and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on plan administration issues, including More than 30 days ago
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Experienced Financial Professional New York Life Insurance Company - Anaheim, CA, United States general securities, agent state law, investment advisory licenses, compliance history, production standards, and required training. Requirements are subject to change. 6. Based on 2022 company data 9 days ago
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Senior Accountant - Inter-company experience needed! CyberCoders - City Of Industry, CA Perform financial consolidations Prepare monthly and quarterly financial statements Work closely with auditors to ensure compliance with GAAP Prepare and analyze equity investment management information 80,000.00 - $100,000.00 6 days ago
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Structured Credit Services Specialist - Vice President Deutsche Bank - Santa Ana, United States Vehicles (SPVs) Produce monthly/quarterly investor reporting packages. Must have intimate knowledge of all issued reports Communicate with underwriters, investment managers, rating agencies and bondholders salary range for this position in California is $130,000 to $200,000 26 days ago
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Chief Financial Officer Creative Financial Staffing - Santa Clarita, CA management and mitigation strategies. Financial reporting and compliance oversight. Capital allocation and investment decisions. Stakeholder communication and investor relations. Qualifications: 2-5 years $168,498 - $198,565/Year 17 days ago
Top locations
- Irvine, CA (7)
- Newport Beach, CA (5)
- Riverside, CA (4)
- Santa Ana, CA (3)
- El Segundo, CA (2)
- Pomona, CA (2)
- Corona, CA (2)
- Gardena, CA (1)
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