Compliance Officer Jobs in Greenwich, CT

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Junior Attorney (Compliance)  

Greenwich, CT, United States

opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide

from: linkedin.com - 12 days ago

SVP, Global Employment Attorney  

The PeterSan Group and PeterSan Legal Staffing - Greenwich, CT, United States

) related functions, help manage external contractual relationships, and supervise outside counsel. Expertise in employee relations, compensation, benefits, HR compliance, litigation management

from: linkedin.com - 16 days ago

In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT  

In House Jobs | JDHuntr - Greenwich, CT

In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures

from: get.it - More than 30 days ago

SVP, Employment Counsel – Global Financial Services Platform  

Larson Maddox - Greenwich, CT, United States

to work on a variety of HR-related initiatives on a global level. Key Responsibilities : Work closely with the General Counsel and Chief Human Resources Officer on various employee relation matters. Support

from: linkedin.com - 15 days ago

In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT  

In House Jobs | JDHuntr - Greenwich, CT

In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Overseeing all compliance aspects of the firms financial advisor platform. Responding to regulatory

from: get.it - More than 30 days ago

Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance  

Atlantic Group - Stamford, CT, United States

$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance

from: linkedin.com - 7 days ago

Senior Compliance Officer  

Global Investment Bank and Broker Dealer - , NY, United States

Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations. Self-starter with...

from: linkedin.com - 5 days ago

Senior Compliance Officer - Institutional Sales Coverage  

Deutsche Bank - New York, United States

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS: Today, markets face a whole new salary range for this position in New York City/California is $116,250-$200,000

from: efinancialcareers.com - Yesterday

Compliance Officer  

Cardea Group - New York, NY, United States

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking

from: linkedin.com - 12 days ago

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Compliance Officer- EDD Analyst  

Green Key Resources - Hauppauge, NY, United States

• Strong transactional research, analytical, multitasking, and problem-solving skills required.• Excellent communication (verbal and...

from: linkedin.com - 13 days ago


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