Compliance Officer Jobs in New York, NY

Solomon Page - New York, NY, United States

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align

from: linkedin.com - 5 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 5 days ago

Hold Brothers - New York, NY

with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000

from: workable.com - 9 days ago

Apex Systems - New York, NY, United States

updated on market regulations and compliance standards. Assist in building out the surveillance officer model and implementing effective monitoring strategies. Review transaction records and conduct audits

from: linkedin.com - 5 days ago

QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial...

from: linkedin.com - 5 days ago

New York, United States

Testing & Monitoring Policies & Procedures Code of Ethics Licensing & Registrations Cross-Border / International Compliance Marketing... $150k - $350k

from: efinancialcareers.com - 3 days ago

Partnership Employment - New York, NY, United States

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade

from: linkedin.com - 7 days ago

Rutherford - , NY, United States

A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis

from: linkedin.com - 7 days ago

New York State Psychiatry Institute - New York, NY 10032, USA

Job Title: Research Compliance Officer Grade: 37 Salary: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance $167905 - $190003 per year

from: applicantpro.com - 8 days ago

Hamlyn Williams - , NY, United States

Previous exposure to RIAs, REIT, mortgages, and similar investment strategies preferred RIA and/or broker-dealer compliance experience...

from: linkedin.com - 7 days ago