Compliance Officer Jobs in New York, NY

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Investment Management Compliance Officer  

Brown Brothers Harriman - New York City, New York

Investment Management Compliance Officer At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people Compliance Officer Work careers New York, NY...

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from: resume-library.com - 3 days ago

See more: Finance Jobs
Compliance Officer  

OneWire - New York City, New York

* Work closely with the GC/CCO in drafting, maintaining, and implementing forensic testing, various trade surveillance reports and... Compliance Officer careers New York, NY...

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from: resume-library.com - 5 days ago

Compliance Officer  

New York, NY

Compliance Officer | Coda Search Full time Compliance Officer Greater New York City Area Job reference #: JC - 10/08 - 02 description 3-5 years of solid financial services industry experience. Strong entry level compliance officer...

from: us.experteer.com - 2 days ago

Payment Processing - Compliance Officer  

Affinity Executive Search - New York, New York (+2 locations)

with the Marketing Officer and other staff with enhancement of new products or delivery systems or modifying current ones to identify any compliance related matters. * Analyze high risk counterparties, reputational compliance nyc...

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from: resume-library.com (+1 source) - 7 days ago

Code of Ethics Compliance Officer  

Point72 Asset Management LP - New York City, New York (+1 location)

The Point72 Compliance Team is a dedicated group of global professionals who establish and enforce the Firm's compliance policies supporting... chief compliance officer in New York, NY...

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from: resume-library.com - 6 days ago

Corporate Compliance Officer  

New York, NY

We live in a world where some people live on the equity stack and enjoy exponential wealth growth and preferential tax treatment; others... compliance officer in New York, NY...

from: us.experteer.com - 4 days ago

Data and Research Compliance Officer  

Point72 Asset Management LP - New York City, New York (+1 location)

The Point72 Compliance Team is a dedicated group of global professionals who establish and enforce the Firm's compliance policies supporting... junior compliance officer in New York, NY...

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from: resume-library.com - 14 days ago

Markets Fixed Income Compliance Officer Assistant Vice Pre...  

Deutsche Bank - New York City, New York

SunIRef:cr001 Job Title: Markets Fixed Income Compliance Officer Corporate Title: Assistant Vice President Location: New York, NY Overview The US Rates business offers institutional clients access regulatory compliance officer in New York, NY...

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from: resume-library.com - 21 days ago

Procurement Compliance Officer  

Goverment service laboratory - Long Island, New York

The Procurement & Property Management Division has an opening for a Compliance Officer. The position is responsible for direct support of compliant operation of the Laboratory’s purchasing systems compliance officer New York, NY...

from: Ivyexec.com - 5 days ago

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Compliance Associate  

Hold Brothers - New York City, New York

and Assisting with compliance questions and other needs Requirements * Bachelors degree in law, finance, business management or a related field. * 3 5 years proven experience in a compliance officer role dot compliance officer New York, NY...

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from: resume-library.com - 2 days ago

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