Compliance Officer Jobs in New York, NY

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Compliance Officer - Regulatory  

Popular Community Bank - New York, NY, United States

- Our bottom line is you. US B Regulatory Compliance We are looking for an experienced Compliance Officer, to join our US Compliance Team. The right candidate will actively oversee and support the compliance Compliance Officer Work careers New York, NY...

from: glassdoor.com - 11 days ago

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Chief Compliance Officer - Lending Fintech - Remote  

Infinity Consulting Solutions, Inc. - New York, NY, United States

One of our fintech lending clients is looking for an interim CCO. It is a buy now pay later company that is starting to file lending... Compliance Officer careers New York, NY...

from: glassdoor.com - 16 days ago

Compliance Analyst Lead  

American International Group - New York City, New York

Compliance Officers or their designees. The position will also be responsible for conducting monitoring and testing routines, and eventually designing monitoring and testing routines. Responsibilities entry level compliance officer...

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from: resume-library.com - 2 days ago

Senior Compliance Officer - Fixed Income  

BMO Harris Bank - New York, NY, United States

We are looking for someone to work closely with the Fixed Income, Currencies, and Commodities (“FICC”) LOBs and other internal business... compliance nyc...

from: glassdoor.com - 19 days ago

Compliance Product Officer – Institutional Clients Group (ICG) Electronic Trading NAM (VP)  

Citi - New York, NY, United States (+1 location)

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures chief compliance officer in New York, NY...

from: glassdoor.com - 12 days ago

Corporate Vice President, Senior Compliance Officer, ETFs and Mutual Funds  

New York Life Insurance Company - New York City, New York

is seeking a Senior Compliance Officer to provide support to the MainStay mutual funds and IndexIQ ETFs . The position will report directly to the Chief Compliance Officer of the funds, and is located compliance officer in New York, NY...

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from: resume-library.com - 28 days ago

General Counsel and Chief Compliance Officer  

Fora Financial LLC - New York, NY, United States

and Chief Compliance Officer is a key member of the executive team and will manage the full suite of legal, regulatory and compliance responsibilities for the Company. This important role will report to Fora junior compliance officer in New York, NY...

from: glassdoor.com - 21 days ago

Compliance Product Officer – ICG ICRM Enterprise Compliance Risk Management (VP)  

Citi - New York, NY, United States (+4 locations)

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes regulatory compliance officer in New York, NY...

from: glassdoor.com - 21 days ago

Compliance Testing Technology Manager  

Brown Brothers Harriman - New York City, New York

and provide reporting to Senior Compliance Officers or Oversight Committees - Responsible for executing the CMP testing according to deadlines and in coordination with the LOB and Internal Audit - Lead CMP compliance officer New York, NY...

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from: resume-library.com - 14 days ago

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Compliance Product Senior Officer - Swap Dealer  

Citi - Breezy Point, NY, United States (+1 location)

Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs dot compliance officer New York, NY...

from: glassdoor.com - 21 days ago


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