Compliance Officer Jobs in New York, NY

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Chief Compliance & Operating Officer  

The Door - A Center of Alternatives - New York, NY, US

with The Door promote student success in school and in life. Learn more at Reporting directly to the CEO, the Chief Compliance and Operating Officer (CCOO) will be a member of the Executive Team Compliance Officer Work careers New York, NY...

from: - 3 days ago

See more: Finance Jobs
Corporate Compliance Officer  

Mega International Commercial Bank - New York, NY, US

Purpose of Role The Corporate Compliance Officer, under the direction of the Compliance Program Manager, will serve as support for the Program, Advisory, and Change Management areas for the Branch Compliance Officer careers New York, NY...

from: - 12 days ago

Senior Lead Market Risk Officer - Commercial Mortgages  

Wells Fargo - New York, NY, United States

Officer(s) to ensure compliance with model governance, maintenance and performance requirements for model(s) owned by Market Risk Manager. Monitor market and industry developments for covered areas, provide entry level compliance officer...

from: - 5 days ago

See more: Management Jobs
Chief Compliance Officer - USA  

CEX.IO - New York, NY, US

Salary: Reporting to the CEO with a matrix reporting line to the Global Chief Compliance Officer, the U.S. Chief Compliance Officer is responsible for all regulatory and compliance matters within compliance nyc...

from: - More than 30 days ago

Head of Legal & Compliance/Associate General Counsel  

Eleanor Health - New York, NY, US

and privacy regulations Monitor internal and external developments and update compliance program as required Partner with Chief Security Officer to ensure effective data, systems, & physical security Implements chief compliance officer in New York, NY...

from: - 12 days ago

See more: Legal Jobs
Compliance Officer  

New York Life Insurance Co - New York, NY, US

company and appreciates how both virtual and in-person interactions support our culture. New York Life Insurance Company (“New York Life”) is seeking a Compliance Officer to provide support compliance officer in New York, NY...

from: New York Life Insurance Co - Yesterday

NB1148 - Portfolio Manager  

Northfield Bank - New York, NY, US

in completion of analysis and applications for loan modifications, renewals and small new business loans Partner with Lending Officers in business development efforts based on customer need Maintains junior compliance officer in New York, NY...

from: - 6 days ago

Corporate Secretary / Associate General Counsel  

International Search Consultants - New York, NY, US

, draft meeting minutes, provide and review director and officer questionnaires Maintain companys insider listing and assist in Section 16 compliance Manage and conduct the annual shareholder proxy process regulatory compliance officer in New York, NY...

from: - 25 days ago

Equities Compliance Officer  

BGC Partners - New York, NY

The Compliance department at BGC Financial, L.P. under the shared services with Cantor Fitzgerald & Co., prevents, detects and mitigates... compliance officer New York, NY...

from: BGC Partners - 6 days ago

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Asset Management Compliance Officer  

Jefferies & Company - New York City, New York, USA

Jefferies Group LLC, the largest independent, global, full-service investment banking and capital markets firm headquartered in the... dot compliance officer New York, NY...

from: - 10 days ago

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