Compliance Officer Jobs in New York, NY

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Compliance Officer - Consultancy - SF/LA  

Job Network - New York City, New York

experience in the private fund compliance field and/or broker dealer compliance Ethics; monitoring regulatory changes in the investment... Compliance Officer Work careers New York, NY...

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from: resume-library.com (+1 source) - 4 days ago

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Compliance Officer - Research and Valuation  

Bloomberg L.P - New York City, New York

as a Compliance Officer supporting Bloomberg's global offering of research and valuation products. This is a unique team which utilizes the diverse skills and experience of all members to succeed in covering many Compliance Officer careers New York, NY...

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from: resume-library.com (+1 source) - 6 days ago

VP Compliance Business Control Officer  

NY, United States

Search jobs based on your LinkedIn profile. Career Opportunity VP Compliance Business Control Officer Apply Now Locations: New York, New York Job Function: Compliance and Control Employee Status entry level compliance officer...

from: jobleads.com - Yesterday

Compliance SR Officer - CIB Compliance Volcker Program Owner  

Wells Fargo - New York City, New York

policy, procedure, training, and processes designed to mitigate and/or oversight regulatory compliance risk * Advise and support CIB Business Unit Compliance Officers and the CIB Front Line in the creation compliance nyc...

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from: resume-library.com (+1 source) - Yesterday

Compliance Risk Management Officer - Chief Operating Office  

NY, United States

Search jobs based on your LinkedIn profile. Career Opportunity Compliance Risk Management Officer - Chief Operating Office Apply Now Locations: New York, New York Job Function: Compliance and Control chief compliance officer in New York, NY...

from: jobleads.com - Yesterday

Compliance Officer  

Yorkson Legal - New York, NY

This rapidly growing, venture-backed Fin-Tech startup located in midtown is seeking a Compliance Officer with Consumer Lending experience. Attorneys welcome to apply. Salary range from 90-110K compliance officer in New York, NY...

from: ziprecruiter.com (+1 source) - 10 days ago

Cantor Fitzgerald: Equities Compliance Officer, Vice President  

BGC Partners - New York City, New York

Cantor Fitzgerald & Co. Equities Compliance Officer - Vice President Your Role The Compliance department at Cantor Fitzgerald & Co. prevents, detects and mitigates compliance, regulatory junior compliance officer in New York, NY...

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from: resume-library.com (+2 sources) - 24 days ago

Assistant Compliance Officer  

PT. Bank Rakyat Indonesia (Persero) Tbk - New York Agency - New York, NY

and state banking laws and regulations, reviews the Bank’s policies and procedures to ensure compliance with laws and regulations. 3. Perform duties as the Bank Secrecy Act, OFAC and FACT Act officer; conduct regulatory compliance officer in New York, NY...

from: ziprecruiter.com - 17 days ago

Brokerage Compliance Officer  

Job Network - New York City, New York

is required. * This Retail Brokerage Compliance Officer role is located in midtown Manhattan so please only apply if you are able to travel to this location and have recent relevant experience for the role compliance officer New York, NY...

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from: resume-library.com - 27 days ago

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Asset Management - VP Compliance Officer  

Howard Sloan Financial - New York, NY

A New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $14 Billion under management and advisory is seeking a VP, Compliance Officer dot compliance officer New York, NY...

from: ziprecruiter.com - 22 days ago


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