Compliance Advisor Jobs in White Plains, NY

BNP Paribas - New York, NY, United States

The candidate will be responsible for providing compliance coverage to the Firm’s ECM business while also working closely with colleagues...

from: linkedin.com - 16 days ago

Société Générale - , NY, United States

Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale

from: linkedin.com - 15 days ago

S&P Global - New York, United States

About the Role: Grade Level (for internal use): 12 Director, Global Sanctions & Financial Crimes Compliance Program Advisor About the Role: Responsibilities and Impact: The Impact: The Director Competitive

from: efinancialcareers.com - 11 days ago

Equitable Advisors - Stamford, CT, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 11 days ago

$10B AUM Quant Hedge Fund - Greenwich, CT, United States

returns, ensuring compliance with federal, state, and local tax regulations. Coordinate with external tax advisors to ensure accurate and timely tax reporting. Understand structure and tax issues for funds

from: linkedin.com - 15 days ago

Performance Optimal Health - Stamford, Connecticut

to mitigate liquidity risks. Tax Compliance: Ensure adherence to tax regulations and optimize tax planning strategies in coordination with external advisors. Team Leadership: Provide guidance and mentorship

from: resume-library.com (+1 source) - 7 days ago

Equitable Advisors - Secaucus, NJ, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 4 days ago

Equitable Advisors - Secaucus, NJ, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 9 days ago

Capital One - New York, United States

Center 2 (19050), United States of America, McLean, Virginia Manager - KYC Compliance Advisor Job Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role Competitive

from: efinancialcareers.com - 26 days ago

Morgan Stanley - , NY, United States

Draft/revise and execute on policies Providing financial crimes subject matter expertise on changes in regulatory requirements and serving as an effective advisor to the business, legal, risk

from: linkedin.com - 8 days ago