Compliance Advisor Jobs

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Senior Advisor IT SOX Compliance  

Cardinal Health - Dublin, Ohio

on the Fortune 500. We currently have a career opening for a Senior Advisor IT SOX Compliance. J ob Overview: The IT SOX Compliance Program Lead is responsible for coordinating all IT SOX compliance efforts Compliance Advisor Work careers...

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from: resume-library.com (+2 sources) - 9 days ago

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Regulatory Reporting Manager  

Equitable - Charlotte, NC

securities departments, SEC, etc. on behalf of Equitable Advisors, LLC. • Review, discuss, and resolve matters involving our Registered Representatives with regulators, field supervisors, and fellow compliance Compliance Advisor careers...

from: glassdoor.com (+2 sources) - 4 days ago

Manager, Compliance Testing  

Alliance Data - Columbus, Ohio (+1 location)

and data analysis, to identify areas to be considered for compliance testing. - Look for ways to enhance accuracy and effectiveness of compliance activities by partnering with Compliance advisors, Bank compliance advisor raymond james...

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from: resume-library.com (+1 source) - 2 days ago

Senior Director, Ethics Compliance  

Applied Materials - Santa Clara, California

policy, security, and privacy risks and regulatory requirements. Serve as key p oint of contact and advisor for senior executives regarding ethics and compliance matters. * Manage and respond to all issues compliance advisor professionals...

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from: resume-library.com - 2 days ago

Compliance Advisor  

Comptech Associates Inc - Boston, MA 02108

Job Title Compliance Advisor Location Dorchester, MA Duration 6+ months Job Description - The Compliance Advisor is primarily responsible for ensuring the company complies with regulatory senior compliance advisor...

from: Dice.com - 7 days ago

Federal Tax Manager  

Cincinnati Sub-Zero Products - Northville, Michigan

and OPPORTUNITY The Federal Tax Manager is responsible for managing the domestic tax function of a multinational publicly traded company. This includes all aspects of the Company s tax provision, compliance regulatory compliance advisor...

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from: resume-library.com - 2 days ago

Finance Senior Associate, Accounting  

Extreme Reach - Needham, Massachusetts

variance analyses * Assist the Accounting Manager with the consolidation of foreign and domestic subsidiaries * Work with our tax advisors and Controller regarding a variety of tax and compliance topics financial advisor compliance...

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from: resume-library.com (+1 source) - 2 days ago

Principal Compliance Advisor  

TIAA-CREF - Chicago, IL, USA

Principal Compliance Advisor All companies + Hiring difference makers. ☰ AVP, Principal Compliance Advisor Nuveen Feb 07, 2020 Post Date Apply for Job Share this Job About investment advisor compliance officer... Competitive

from: efinancialcareers.com - 2 days ago

Financial Investigations Analyst  

WADDEL AND REED - Overland Park, Kansas

/CIP including reviewing customer data and maintaining records of the information utilized for verification to satisfy BSA/AML Compliance requirements. * Gather and evaluate additional KYC/CIP investment advisor compliance...

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from: resume-library.com (+1 source) - 4 days ago

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Senior Manager, Accounting  

Editas Medicine - Cambridge, Massachusetts

, including coordinating and overseeing both the external and internal auditors. * Assist with the coordination of the work performed by tax advisors, including tax provision and tax returns in the US investment advisor compliance manual...

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from: resume-library.com (+1 source) - 5 days ago


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