Chief Compliance Officer Jobs in White Plains, NY

Alternative Asset Manager - Greenwich, CT, United States

Counsel/Chief Compliance Officer. Key Responsibilities: Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF). Support compliance programs, including mock SEC exams and annual training

from: linkedin.com - 13 days ago

JCW - New York, NY, United States

opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Candidates must have their Series 7 and 24 to be considered. Salary - 120-125k base+ bonus Key

from: linkedin.com - 6 days ago

A-Line Staffing Solutions - White Plains, NY

Collaborating with multiple departments on legal matters Providing direct support to the Chief Legal Officer Handling other Position Qualifications: Strong organizational and multitasking skills Ability to work

from: careerbuilder.com - 3 days ago

Larson Maddox - New York, NY, United States

banking. The role reports directly to the Chief Compliance Officer with at least one direct report assisting with the daily execution of the program. An ideal background will understand all aspects of AML

from: linkedin.com - 7 days ago

Green Key Resources - New York, NY, United States

related records, in coordination with Chief Compliance Officer • Handle a high volume of correspondence with both internal and external parties Requirements: 3+ years Corporate Paralegal experience

from: linkedin.com - 13 days ago

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs | JDHuntr 48067 Chief Compliance Officer, New York, NY To apply go to JDHuntr.com primary compliance and oversight professional to help us develop and manage the compliance

from: get.it - More than 30 days ago

Cardea Group - New York, NY, United States

. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created and will allow new hire to take ownership

from: linkedin.com - 13 days ago

In House Jobs | JDHuntr - Jersey City, NJ

In House Counsel Jobs California | JDHuntr 44369 Chief Compliance Officer, Jersey City, NJ To apply go to JDHuntr.com Oversee the implementation and execution of the Funds day-to-day compliance

from: get.it - 28 days ago

Per Scholas Inc Newark - Bronx, New York

Position Title: Controller Reports To: Chief Financial Officer (CFO) Location: Hybrid Reporting to the Chief Financial Officer (CFO), the Controller is responsible for the day-to-day accounting

from: resume-library.com - 2 days ago

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY To apply go to JDHuntr.com Devise, initiate, maintain, and revise compliance and regulatory policies

from: get.it - More than 30 days ago