Chief Compliance Officer Jobs

JW Michaels & Co. - , CA, United States

Our client is a prominent investment management firm searching for a GC/CCO to manage, grow, and implement an SEC regulatory program...

from: linkedin.com - 6 days ago

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 5 days ago

City National Bank - Los Angeles, California

Overview: DEPUTY CHIEF COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY?The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (CCO) and CNB Chief Compliance

from: resume-library.com - 2 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 12 days ago

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 14 days ago

Get It Recruit - Finance - Syracuse, New York

Position OverviewAre you passionate about ensuring ethical standards and regulatory compliance in the financial industry? Join our dynamic team as a Chief Compliance Officer (CCO) for our private

from: snapjobsearch.com - 3 days ago

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 14 days ago

Oliv Financial - Chicago, IL, United States

In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue

from: linkedin.com - 20 days ago

Delta Montrose Electric Association - Montrose, CO 81401, USA

General Counsel & Chief Compliance Officer SUMMARY: The General Counsel & Chief Compliance Officer (GC/CCO) is responsible for advising DMEA and its subsidiaries concerning their legal rights $221018.00 - $299024.00 per year

from: applicantpro.com - 4 days ago

Larson Maddox - Chicago, IL, United States

Our client, a global trading firm is looking to bring on a Deputy Chief Compliance Officer at their Chicago office You'll play a pivotal role in overseeing their global compliance program

from: linkedin.com - 21 days ago