Chief Compliance Officer Jobs

Affinity Executive Search - Denver, Colorado

opportunity for a #2 or #3 Compliance Officer to advance their career to a Chief Compliance Officer for a leader in outsouced CIO and Compliance functions for RIA, Wealth Managers, Endowments. Est in 2007 Chief Compliance Officer Work careers...

from: resume-library.com - 6 days ago

Arena Investors LP - Miami, Florida

, commercial real estate bridge lending, and commercial and consumer assets). Arena is looking for a Global Chief Compliance Officer, preferably for our Jacksonville, Florida office, but open to a remote Chief Compliance Officer careers...

from: resume-library.com - 15 days ago

Cesna - Recruitment experts worldwide - New York, NY, United States

. Special ad-hoc projects or other duties as assigned by the Chief Compliance Officer. Testing and documenting that OFAC databases are updated after OFAC changes occur. Reviewing and documenting alerts chief compliance officer certification...

from: linkedin.com - 7 days ago

Landa - New York, New York

hiring a Chief Compliance Officer for a retail broker/dealer in New York City. We are looking for a deeply experienced executive with a FINRA / BD / ATS background whos ready to move to a startup. Were chief compliance officer healthcare...

from: resume-library.com (+1 source) - 25 days ago

Centra Health, Inc. - Lynchburg, Virginia

to the SVP and Chief Legal Officer through contract management, legal/regulatory research and compliance, fact investigation, budgeting, record maintenance and overall quality control. Required Qualifications chief compliance officer in New York, NY...

from: resume-library.com - Yesterday

Career Group - New York, NY, United States

. The Compliance Associate will report directly to the Chief Compliance Officer on all compliance matters including (but are not limited to): • Assist in day-to-day compliance function of the firm • Serving global chief compliance officer...

from: linkedin.com - 4 days ago

Baltimore City Community College - Baltimore, Maryland

of labor relations, regulatory and EEO compliance. Reporting to the Chief Human Resources Officer, this role helps ensure that the human resources compliance aligns with the mission, vision, values bank chief compliance officer...

from: resume-library.com - Yesterday

Cooper University Hospital - Camden, New Jersey

. Customers include employed providers, senior leadership, clinical and non-clinical staff of Cooper University Health Care. Under the supervision of the Chief Compliance Officer, auditors are responsible broker dealer chief compliance officer...

from: resume-library.com - 3 days ago

NorthPoint Search Group - Marietta, GA, United States

Responsible for the project accounting team and tax professionals’ deadlines Accountable to the chief officers to provide project summary updates to include CIP, percentage of completion, budget analysis, etc deputy chief compliance officer...

from: linkedin.com - 2 days ago

Jefferson Wells - Cleveland, Ohio (+1 location)

of and experience in Regulatory Compliance. This person will also be responsible for working with the Chief Compliance Officer to build out compliance structure, programs, testing plans and work on special projects svp chief compliance officer...

from: resume-library.com (+1 source) - 2 days ago