Compliance Advisor Jobs in Westlake, TX

Charles Schwab - Westlake, Texas, USA

Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit coverage of the business process activities and compliance functions $58,200 - $119,000

from: Ivyexec.com - 5 days ago

LHH - Fort Worth, TX, United States

Stay updated on tax regulations and laws to ensure compliance Coordinate with external tax advisors and professionals as needed Requirements: CPA certification Previous experience in public accounting

from: linkedin.com - 7 days ago

Trinity Industries, Inc. - Dallas, TX, United States

of the Company’s accounting, consolidation and financial reporting processes and ensures compliance with the Company’s controls, policies and procedures. The Corporate Controller also serves as a key advisor

from: linkedin.com - 8 days ago

Fidelity Investments - Roanoke, Texas

Compliance teams. Compliance technology is currently going through a transformation to simplify and modernize technology solutions while continuing to be a strategic advisor to the business. The Expertise

from: resume-library.com - 5 days ago

Claire Myers Consulting - Frisco, TX, United States

and Regulatory Adherence: Ensure all client interactions and investment recommendations comply with regulatory requirements and internal compliance policies. Collaboration: Work closely with other team members

from: linkedin.com - 16 days ago

Avantax Planning Partners - Dallas, TX, United States

client development sessions, leader-to-leader calls, emails, and ongoing, frequent communication. Educate firms and advisors on new technology, system enhancements, webinars or training opportunities

from: linkedin.com - 18 days ago

HNTB Corp - Fort Worth, TX

responsible for providing financial guidance to project teams, with a focus on budgets, profitability, earnings variances, cash flow, and contract compliance. The Project Analyst acts as the primary financial

from: Dice.com - 12 days ago

Equitable Advisors - Dallas, TX, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 19 days ago

Avantax - Dallas, TX, United States

Position Summary Avantax is seeking a Compliance Consultant I (Compliance Services Team) who will be responsible for performing a key role in the oversight of Financial Advisors and employees

from: linkedin.com - 23 days ago

McCulloh Consulting - Dallas, Texas

, management, and client service skills with various clients including but not limited to: HNWI, small businesses, large organizations and real estate clients Serve as a trusted advisor for your client base

from: resume-library.com (+1 source) - 4 days ago