Compliance Officer Jobs in Texas

Amherst - Austin, TX, United States

The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage

from: linkedin.com - 11 days ago

Stonecrest Partners - Austin, TX, United States

Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners is a rapidly growing financial services firm based in Austin, Texas and San Juan, Puerto Rico. We have additional

from: linkedin.com - 20 days ago

Denton, TX

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities... $19.16 - $24.91 Hourly

from: Governmentjobs.com - 3 days ago

Financial Staffing LLC - Austin, TX, United States

transactions. 6. Assists officers with ongoing file maintenance including past due reports and notices, insurance maintenance, compliance exceptions, problem solving and communicate with customers as needed. 7

from: linkedin.com - Yesterday

Kaspar Companies - Shiner, TX, United States

Firearms License (FFL) related paperwork. Reporting directly to the Compliance Officer, the Firearms Compliance Clerk plays a pivotal role in maintaining regulatory compliance within the organization

from: linkedin.com - 8 days ago

Phaxis LLC - Dallas, Texas

Specific knowledge of Institutional Trading, Consolidated Audit Trail, Securities Lending, and Prime Brokerage required, with knowledge...

from: resume-library.com - 4 days ago

Globalpundits, Inc. - Paducah, KY, United States

as appropriate Teams with the Environment, Safety & Health (ES&H) Manager and Compliance Officer to properly manage, administer, communicate, counsel and maintain the Workers’ Compensation Program for site staff

from: linkedin.com - 13 days ago

Peyton Resource Group - Arlington, TX, United States

Company is currently looking for an IT Controls Analyst . The right candidate will work as a part of the IT Security Team and IT Controls Team reporting directly to the IT Cyber Security Risk Officer

from: linkedin.com - 6 days ago

Richland Hills, TX

, and perform all tasks related to euthanasia. Position Requirements: Maintains State of Texas Code Enforcement and Animal Control Officer Certification by attending required continuing education classes. Stays $42,453.00 - $53,066.00 Annually

from: Governmentjobs.com - 10 days ago

Madison-Davis, LLC - Dallas, TX, United States

experience Minimum 3 years of experience in a bank or bank regulatory agency CRCM or CCBCO certifications Experience working for the FDIC, CFPB, OCC or financial agencies with banking or as a compliance

from: linkedin.com - 14 days ago