Chief Compliance Officer Jobs in Stamford, CT

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Chief Compliance Officer (CCO)  

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 3 days ago

Chief Compliance Officer  

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 4 days ago

Chief Compliance Officer  

QBE Insurance - New York, United States

and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000

from: efinancialcareers.com - 5 days ago

Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act)  

Larson Maddox - Greenwich, CT, United States

, this position is intended to grow into a Chief Compliance Officer / Regulatory Counsel – Regulated Funds role in the near term. Key responsibilities include: Ensure ongoing adoption, implementation and management

from: linkedin.com - 10 days ago

Junior Attorney (Compliance)  

Greenwich, CT, United States

opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide

from: linkedin.com - 12 days ago

Chief Compliance Officer, B2B Payments  

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 21 days ago

Chief Compliance Officer, Broker-Dealer  

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 17 days ago

Chief Compliance Officer Swap Execution Facility  

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 26 days ago

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY  

In House Jobs | JDHuntr - New York, NY

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal

from: get.it - 23 days ago

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VP, Human Resources  

EPSG - Melville, NY, United States

. This pivotal role will report directly to our Chief Operating Officer and oversee all aspects of human resource management, including talent acquisition, employee onboarding, HR compliance, employee development

from: linkedin.com - 6 days ago


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