Chief Compliance Officer Jobs in New York, NY

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Chief Compliance Officer, Broker-Dealer  

Simmons & Hanbury - , NY, United States

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities

from: linkedin.com - 13 days ago

Chief Compliance Officer  

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 22 days ago

Chief Compliance Officer  

QBE Insurance - New York, United States

and engaging with key stakeholders such as risk, internal audit, procurement, HR and legal • Oversee QBE NA's Sanctions program, inclusive of environment scanning, training and screening for sanctioned entities $217,000 - $325,000

from: efinancialcareers.com - Yesterday

Chief Compliance Officer Swap Execution Facility  

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 22 days ago

VP of Total Rewards  

GQR - , NY, United States

. Reporting directly to the Chief Human Resources Officer, you will play a crucial role in attracting, retaining, and motivating top talent within the organization while ensuring competitive compensation

from: linkedin.com - 2 days ago

In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY  

In House Jobs | JDHuntr - New York City, NY

In House Counsel Jobs New York | JDHuntr 42474 Chief Officer, Compliance, New York, NY To apply go to JDHuntr.com Surveying and interpreting our regulatory and broader risk landscape in the USA

from: get.it - 12 days ago

Human Resources Lead/Director (Hybrid/Remote)  

Kodiak Solutions - New York, NY, United States

. You will report directly to the Chief People Officer. Position Location: Preference for one of our Kodiak office locations: Chicago, Denver, Indianapolis, or Nashville but open to US remote. Job Responsibilities

from: linkedin.com - 3 days ago

General Counsel/CCO-Private Equity  

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise

from: linkedin.com - 6 days ago

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY  

In House Jobs | JDHuntr - New York, NY

In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal

from: get.it - 19 days ago

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Swap Dealer Compliance Associate  

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 20 days ago


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