Compliance Advisor Jobs in Sarasota, FL

Equitable Advisors - Tampa, FL, United States

powered by one of the world’s largest broker/dealers LPL* o Our elite benefits and wealth-building programs o Our competitive payouts o Our operation and compliance infrastructure support *LPL Financial

from: linkedin.com - 20 days ago

Ascension Search Partners - Tampa, FL, United States

. Responsibilities Assist in the tax return compliance process by coordinating with external advisors to ensure timely filing of income tax returns and tax payments in all jurisdictions. Review multistate partnership

from: linkedin.com - 29 days ago

Wintrust Financial - Tampa, Florida

is a division of Wintrust, a financial services company with more than $50 billion in assets. Compliance Officer –Quantitative Strategies Great Lakes Advisors, LLC (“GLA”) Job Overview: The Compliance Officer

from: resume-library.com - 4 days ago

Comrise - Clearwater, FL, United States

cash needs, and optimizing cash management strategies Coordinate with external auditors and tax advisors to facilitate the annual audit and tax compliance process Provide leadership and guidance

from: linkedin.com - 29 days ago

Ultimate Medical Academy - Tampa, Florida

and abides by the appropriate Department of Education and Compliance regulations. Adheres to the Director’s goals and metrics for the Finance Central team. Answers Advisors or Planners questions regarding

from: resume-library.com - 9 days ago

Finemark National Bank - Fort Myers , Florida 33919 , United States

with back office to reconcile performance, process capital calls, and resolve trade settlement issues Proactively works with Private Wealth Advisors to ensure all compliance related documentation is up

from: jobtarget.com - 10 days ago

USAA - Tampa, United States

! The Opportunity As a dedicated Business Risk and Controls Advisor Lead, you will provide oversight into regulatory programs. This role will partner and collaborate with Compliance and Risk Management, as well Competitive

from: efinancialcareers.com - 27 days ago

Creative Financial Staffing - Clearwater, FL

monitoring cash balances and forecasting cash needs. Collaborate with external auditors and tax advisors to facilitate audits and ensure compliance with tax regulations. Provide leadership and guidance $100,000 - $130,000/Year

from: careerbuilder.com - 3 days ago