Chief Compliance Officer Jobs in Rocky Hill, CT

In House Jobs | JDHuntr - Rocky Hill, CT

. Reporting to the Chief Executive Officer (CEO), the GC is responsible for building and overseeing the legal functions of the organization, as well as advising the leadership team on operations, capitalization

from: get.it - More than 30 days ago

Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States

· Ability to work in a fast-paced, evolving environment with minimal supervision Position Responsibilities Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements

from: linkedin.com - 21 days ago

Alera Group - Wethersfield, Connecticut

. The Compliance Analyst provides assistance and oversight for the Firm’s Investment Advisory Compliance function. This includes assisting the Chief Compliance Officer with regulatory filings and registrations

from: resume-library.com - 15 days ago