Chief Compliance Officer Jobs in Pennington, NJ

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Chief Compliance Officer  

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 6 days ago

Chief Compliance Officer  

Cardea Group - New York, NY, United States

General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO

from: linkedin.com - 8 days ago

Chief Compliance Officer, B2B Payments  

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 3 days ago

Chief Compliance Officer Swap Execution Facility  

BGC Group - New York, NY, United States

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview

from: linkedin.com - 8 days ago

Chief Compliance Officer- $75 Billion Alternative Asset Manager  

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 14 days ago

Portfolio Compliance Officer, Mercer Investments  

Marsh McLennan - New York, NY, US

the firm. This role reports directly to the Chief Compliance Officer, Canada Investments. What is in it for you? Work for a global company with a strong brand A culture of internal mobility, collaboration

from: jobvertise.com - Yesterday

Swap Dealer Compliance Associate  

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 6 days ago

Compliance Generalist, Principal  

Top Investment Firm - Jersey City, NJ, United States

. medical, dental, vision, 401k, generous PTO, etc) THE ROLE: In the role, you will be working directly under the Managing Director of Compliance with high exposure to the Chief Compliance Officer

from: linkedin.com - Yesterday

Fully Qualified Navy Validator III  

Data Intelligence LLC. - Philadelphia, PA

) Chief Information Officer (CIO) IA Policy for PIT Systems CISSP or CISM or GSLC or CASP certifications or Graduate Degree from an accredited University or CNSSI 4012 or 4013 or 4014 or 4015 or 4016 Unspecified

from: clearancejobs.com - 11 days ago

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Compliance Associate  

Cardea Group - New York, NY, United States

with the General Counsel/Chief Compliance Officer to uphold the legal and compliance services offered. Compensation: $125-140K base**; $140-185K all-in Job Reference #1938

from: linkedin.com - Yesterday


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