Compliance Officer Jobs in Parsippany, NJ

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 24 days ago

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join

from: linkedin.com - 21 days ago

PIMCO - New York, United States

The position is based at our corporate headquarters in Newport Beach, CA The successful candidate will play a crucial role in enhancing... Competitive

from: efinancialcareers.com - 10 days ago

LHH - , NY, United States

LHH Recruitment Solutions is working on an EXCITING Associate General Counsel opportunity with a company located in Suffolk County...

from: linkedin.com - 21 days ago

Valley Bank - Morristown, NJ, United States

and supporting more suitable risk ratings where appropriate. Assess the adequacy of loan and collateral documentation. Test loan officer compliance to Bank policies/procedures. Test for compliance

from: linkedin.com - 13 days ago

ACS - New York , New York , US

. Identify exposure areas and implement corrective actions. Annually review the AML compliance officer's activity report and obtain interim reports for higher-risk activities. Annually assess the effectiveness

from: ismartrecruit.com - 6 days ago

Société Générale - , NY, United States

Work closely with senior leaders, including attend / participate as a member in various business meetings to provide guidance to the...

from: linkedin.com - 16 days ago

Crédit Agricole CIB - New York, NY, United States

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance...

from: linkedin.com - 16 days ago

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Head of Origination & Advisory - Director Corporate Title Director Location New York, NY Overview As the Compliance Officer - Head of Origination salary range for this position in New York City is $170,000 to $280,500

from: efinancialcareers.com - 12 days ago

Green Key Resources - New York, NY, United States

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal

from: linkedin.com - 16 days ago