Compliance Officer Jobs in Paramus, NJ

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SVP, Compliance Officer  

PIMCO - New York, United States

We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader... Competitive

from: efinancialcareers.com - 9 days ago

Corporate Counsel/Compliance Officer  

LHH - , NY, United States

Lots of autonomy AND room for growth in this exciting work environment! If you would like to hear more, please submit your resume in...

from: linkedin.com - 20 days ago

Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor  

Société Générale - , NY, United States

Identify and prioritize compliance and regulatory risk associated with the RIAs, as well as identify challenges for the organization...

from: linkedin.com - 15 days ago

AML Compliance Officer  

ACS - New York , New York , US

. Identify exposure areas and implement corrective actions. Annually review the AML compliance officer's activity report and obtain interim reports for higher-risk activities. Annually assess the effectiveness

from: ismartrecruit.com - 5 days ago

VP AML / OFAC Compliance Officer / Advisory (Financial Security)  

Crédit Agricole CIB - New York, NY, United States

Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well...

from: linkedin.com - 15 days ago

Trust Compliance and Risk Officer  

Green Key Resources - New York, NY, United States

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal

from: linkedin.com - 15 days ago

Compliance Officer - Head of Origination & Advisory - Director  

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Head of Origination & Advisory - Director Corporate Title Director Location New York, NY Overview As the Compliance Officer - Head of Origination salary range for this position in New York City is $170,000 to $280,500

from: efinancialcareers.com - 11 days ago

Chief Compliance Officer (CCO)  

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 27 days ago

Chief Compliance Officer- $75 Billion Alternative Asset Manager  

Atlantic Group - Maplewood, NJ, United States

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across all Compliance Groups/Teams

from: linkedin.com - 23 days ago

Compliance Testing Officer - Markets (Equities and Spread)  

Citi - Jersey City, United States

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line $129,840.00 - $194,760.00

from: efinancialcareers.com - 10 days ago


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