Compliance Officer Jobs in New York

Crédit Agricole CIB - New York, NY, United States

This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered...

from: linkedin.com - 15 days ago

PIMCO - New York, United States

Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional... Competitive

from: efinancialcareers.com - 9 days ago

Green Key Resources - New York, NY, United States

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal

from: linkedin.com - 15 days ago

Talently Recruiting - New York, NY, United States

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company

from: linkedin.com - 27 days ago

Hold Brothers - New York County, New York (+1 location)

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers

from: resume-library.com (+1 source) - 6 days ago

, NY, United States

Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build

from: linkedin.com - 28 days ago

Global Investment Bank and Broker Dealer - , NY, United States

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the...

from: linkedin.com - 29 days ago

Phaxis LLC - New York County, New York

Collaborate with traders to confirm that all trades comply with regulatory standards and internal guidelines. Strong understanding...

from: resume-library.com - 8 days ago

The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States

to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise

from: linkedin.com - 9 days ago

One Brooklyn Health - Brooklyn, NY, United States

Chief Compliance Officer. Responsibilities: Maintains a thorough understanding of CPT, ICD-10-CM, and HCPCS coding principles, governmental regulations and third party guidelines regarding documentation

from: linkedin.com - 6 days ago