Compliance+officer Jobs in New York

Green Key Resources - Hauppauge, NY, United States

Summary : The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence...

from: linkedin.com - 5 days ago

FirstKey Mortgage, LLC - New York, NY, United States

FirstKey Mortgage, LLC ("FKM") is one of the world’s leading private label securitization and asset management firms. We are a boutique...

from: linkedin.com - 8 days ago

Capital One - Salisbury, United States

. The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence

from: us.lifeworq.com - 5 days ago

Fast Lab Tech : Fast, Simple COVID Testing & More In NYC - , NY, United States

, and patient care. We are seeking an experienced and highly motivated Chief Compliance Officer to join our team and ensure our operations adhere to all regulatory requirements and best practices. Job Summary

from: linkedin.com - 8 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 13 days ago

Sharegain - New York, NY

your regulatory knowledge. You will: Provide support to the Chief Compliance Officer (based in London, UK) and SSI General Manager on all US regulatory matters Execute on the SSI’s Regulatory Compliance program 100,000 - 175,000

from: workable.com - Yesterday

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join

from: linkedin.com - 13 days ago

LHH - , NY, United States

• Prefer combination of in-house and law firm experience. 8+ years at least experience in general and corporate legal matters. Ex....

from: linkedin.com - 13 days ago

PIMCO - New York, United States

Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional... Competitive

from: efinancialcareers.com - 2 days ago

Société Générale - , NY, United States

Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates...

from: linkedin.com - 8 days ago