Compliance+officer Jobs

Apex Systems - Charlotte, NC, United States

Role : Compliance Officer Duration : 9mo+ Location : Hybrid (3x a wk onsite) in Charlotte, NC or NY, NY Client : Large bank Summary : This is for the Market Conduct Program - they are in charge

from: linkedin.com - 4 days ago

Oliv Financial - Chicago, IL, United States

In-House Counsel / Chief Compliance Officer – FinTech Start-Up Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue

from: linkedin.com - 5 days ago

Solomon Page - New York, NY, United States

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align

from: linkedin.com - 5 days ago

Apex Systems - Charlotte, NC, United States

Industry: Banking Position: Compliance Officer Duration: 9 Month Contract w/ possible conversion Location: Charlotte, NC - 3x/week on-site Details: W2, Benefits, 401k Options Top Requirements

from: linkedin.com - 5 days ago

Cardea Group - New York, NY, United States

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit

from: linkedin.com - 5 days ago

Apex Systems - New York, NY, United States (+1 location)

updated on market regulations and compliance standards. Assist in building out the surveillance officer model and implementing effective monitoring strategies. Review transaction records and conduct audits

from: linkedin.com - 5 days ago

Cook County Health - Chicago, IL, United States

POSITION TITLE: Compliance Officer, CountyCare REPORTS TO: Chief Compliance and Privacy Officer ORGANIZATION: Cook County Health CountyCare LOCATION : Chicago, IL SUMMARY : The Compliance Officer

from: linkedin.com - 8 days ago

Horizon Bank - , TX, United States

POSITION SUMMARY The Compliance Officer is a key partner within our Risk Management team who helps ensure each functional area of the bank operates in compliance with applicable banking laws

from: linkedin.com - 8 days ago

Hilltop Securities Inc. - Dallas, TX, United States

HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota. The Compliance Department at Hilltop Securities Inc. is responsible for detecting, preventing

from: linkedin.com - 8 days ago

Xponance, Inc. - Philadelphia, PA, United States

to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance

from: linkedin.com - 5 days ago