Compliance Jobs in New York, NY

The Lawt - New York, NY, United States

Compliance Coordinator New York City, NY OUR CLIENT Our client is a venture capital firm based in New York City (SoHo). The company invests in internet, software, and technology-enabled companies

from: linkedin.com - 8 days ago

Insight Global - New York, NY, United States

: Can you tell me about a time where you went above and beyond your scope of work to solve an issue? Nice to Have Skills & Experience Plusses: · Prior experience in compliance, product controllers, legal

from: linkedin.com - 8 days ago

HumanEdge - New York, NY, United States

in the lives of our members at the Health Plan. The Director of Regulatory Affairs will be responsible for The MLTC-Director of Contracts/Compliance will be responsible for directing, delivering, evaluating

from: linkedin.com - 6 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - 8 days ago

LHH - , NY, United States

, minutes, NDAs , limited partnership agreements and other corporate documents. • Demonstrated expertise in contracts, regulatory compliance matters, and corporate law. • Knowledge of NY and other states

from: linkedin.com - 8 days ago

Simmons & Hanbury - , NY, United States

in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance

from: linkedin.com - 13 days ago

Crédit Agricole CIB - New York, NY, United States

and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory

from: linkedin.com - 3 days ago

Lemle & Wolff Companies - New York, NY, United States

has built and managed thousands of affordable apartments, totaling over 7,000 units citywide. We are seeking a Tax Credit Compliance Specialist to add to our team. Responsibilities 1. Interacting

from: linkedin.com - 6 days ago

Cardea Group - New York, NY, United States

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join

from: linkedin.com - 8 days ago

ASCENDO - , NY, United States

Compliance Associate - Private Wealth is a rapidly growing Global Private Markets firm who provides customized investment and advisory solutions to some of the most sophisticated investors

from: linkedin.com - 18 days ago