Compliance Jobs

Compliance Professionals - London, England, United Kingdom

the Regulatory Compliance teams to support the Compliance Department and the Chief Compliance Officer to ensure that: There is a good compliance culture in the business and operational departments to facilitate Compliance Work careers...

from: linkedin.com - 2 days ago

Compliance Professionals - London, England, United Kingdom

THE COMPANY: Our client is a leading Financial Services firm looking to expand their Compliance team in the Compliance Strategy, Assurance area THE RESPONSIBILITIES: Second line assurance function Compliance careers...

from: linkedin.com - 2 days ago

Citi - Fort Lauderdale, FL, United States

particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound compliance nyc...

from: glassdoor.com - 2 days ago

Compliance Professionals - London, England, United Kingdom

drive. This is an excellent time to join the business as it grows and will offer the successful candidate the opportunity to drive the compliance culture of the business. THE RESPONSIBILITIES: Staying compliance career...

from: linkedin.com - 2 days ago

Compliance Professionals - London, England, United Kingdom

THE COMPANY: Our client is a leading international bank based in the City. THE RESPONSIBILITIES: Perform deep-dive reviews determined by the Compliance Monitoring Plan, produce clear and timely compliance roles...

from: linkedin.com - 4 days ago

Associated Bank - Saint Louis Park, MN, United States

Bank will be responsible for all aspects of leadership, management, profitability, compliance, business development and administration of the Regional Wealth Management line of business. Focus is placed compliance in New York, NY...

from: glassdoor.com - 2 days ago

Compliance Professionals - London, England, United Kingdom

Heads of Compliance for the UK and European entities; Assist with the outsourcing of surveillance work performed in London for the Head of Continental European Compliance, based in Germany; Attend weekly sox compliance analyst...

from: linkedin.com - 4 days ago

Compliance Professionals - London, England, United Kingdom

THE COMPANY: Our client is a specialist, investment-led fund manager, with a combined AuM of over £18bn. THE RESPONSIBILITIES: Day-to-day compliance monitoring. Conduct periodic compliance reviews compliance counsel...

from: linkedin.com - 4 days ago

Congressional Federal Credit Union - Oakton, VA, United States

in compliance with all applicable laws and regulations, including but not limited to Reg B (ECOA), Reg C, Reg X, Reg Z and all Dodd-Frank related regulations. Duties and Responsibilities Maintains the integrity pharmaceutical compliance...

from: glassdoor.com - 4 days ago

Compliance Professionals - London, England, United Kingdom

THE COMPANY: Our client is a leading Derivative Brokerage firm looking to expand their Compliance team THE RESPONSIBILITIES: To contribute to the trade surveillance’s objective of ensuring mutual fund compliance manual...

from: linkedin.com - 2 days ago