Compliance Jobs in New York, NY

Phaxis - New York, NY, United States

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance

from: linkedin.com - Yesterday

Social Capital Resources - New York, NY, United States

Commercial Bank in Midtown, Manhattan is seeking multiple Senior Compliance Associates for temporary-to-permanent positions! Responsibilities: Assess, identify and mitigate risks posed to the Bank

from: linkedin.com - Yesterday

Maybank - , NY, United States

Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch’s compliance with local laws, regulations, guidelines and standards, as well as Head Office

from: linkedin.com - 3 days ago

FirstKey Mortgage, LLC - New York, NY, United States

the development and implementation of action plans, including policies and procedures to ensure all aspects of company compliance, and prevent violations and systemic compliance issues for internal departments

from: linkedin.com - 3 days ago

Insight Global - New York, NY, United States

Do: As a Screening Support Specialist, you will be responsible for maintaining the highest standards of compliance in support of our customers. You will contribute to a variety of areas including: • High-volume

from: linkedin.com - Yesterday

Simmons & Hanbury - , NY, United States

in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance

from: linkedin.com - 3 days ago

Bright Power, Inc. - New York, NY, United States

Benchmarking and Compliance Intern Multiple Specialties: Tenant Data, Owner Data Reports To: Program Coordinator – Data Acquisition Location: New York, NY or Remote Bright Power has been

from: linkedin.com - 10 days ago

Genpact - , NY, United States

• Looking for strong Operations background. Role requires a lot of process management and status tracking. • Candidates must have excellent attention to detail. • A compliance or audit background

from: linkedin.com - Yesterday

Mashreq - , NY, United States

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for onboarding and existing

from: linkedin.com - 3 days ago

Lime Trading - New York, NY, United States

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading

from: linkedin.com - Yesterday