Investment Compliance Jobs in New York, NY

Société Générale - , NY, United States

Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale

from: linkedin.com - 4 days ago

Coda Search│Staffing - New York, NY, United States

- quarterbacking documentation and data management. Responsibilities Drive transaction execution, deal compliance, resolutions, and executive approvals. Support Investment/Deal Team; working with Finance, Tax

from: linkedin.com - Yesterday

Deutsche Bank - New York, United States

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets Corporate Title Vice President Location New York, NY Overview You will provide salary range for this position in New York City is $125,000 to $203,000

from: efinancialcareers.com - 3 days ago

Ascendo Resources - New York, NY, United States

Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act

from: linkedin.com - 16 days ago

3 Bridge Networks - , NY, United States

advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance

from: linkedin.com - 3 days ago

The Greene Group - New York, NY, United States

compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed

from: linkedin.com - 3 days ago

The Greene Group - New York, NY, United States

pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management

from: linkedin.com - 3 days ago

Green Key Resources - New York, NY, United States

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal

from: linkedin.com - 4 days ago

Robert Half - New York, NY, United States

Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related

from: linkedin.com - 3 days ago

CrimsonXT - , NY, United States

recommendations to the CEO and executive team based on financial analysis and projections. Ensure compliance with financial regulations and standards. Implement and maintain robust financial controls and reporting

from: linkedin.com - 4 days ago