Investment Compliance Jobs

1 to 10 of 512 vacancies

Sort by:  Date | Relevance

Global Head of Investments Trading and Compliance Technology  

Janus Henderson Investors - Denver, CO, United States

Improves Results | Truth Builds Trust If our mission, values, and purpose align with your own, we would love to hear from you! Your opportunity The Global Head of Investments Trading & Compliance Technology

from: linkedin.com - 7 days ago

Sr. Compliance Officer, Registerd Investment Advisor  

PRESCOTT PARTNERS, LLC - Sandy Springs, GA, United States

Well-established Atlanta based SEC Registered Investment Advisor y firm founded more than 14 years ago is looking to hire a Sr. Compliance Officer . to join our family and work with a dedicated team

from: linkedin.com - 5 days ago

Financial Director  

TRIO Heating & Air - San Jose, CA, United States

investments, and maximizing resource efficiency. Exemplary Financial Governance: Uphold an unassailable standard of financial governance, compliance, and ethical brilliance. Stakeholder Alchemy: Transcend mere

from: linkedin.com - Yesterday

Head of Swap Dealer, Volcker & IB Regulatory Governance  

Larson Maddox - , NY, United States

THE TEAM: The Swap Dealer Regulatory Governance team, within Investment Bank Compliance & Operational Risk Controls (IB C&ORC) is a US-based team is responsible for conducting thematic reviews. You’ll

from: linkedin.com (+1 source) - Yesterday

Cofounder and Chief Investment / Operating Officer  

AiLifePay - Palo Alto, CA, United States

partners. A working knowledge of consumer lending, credit risks, data governance, legal and compliances, and financial stability is required. Skills: Experience raising minimum $10M ++ funding Investment

from: linkedin.com - Yesterday

Investment Operations – Strategic Hedge Fund  

Origin Staffing - Boston, MA, United States

of Operations & Finance and will work closely with Trading, Investment Accounting, Compliance, Valuation & Finance Global foundation – the company has portfolio investments all over the world thus the Investment

from: linkedin.com - Yesterday

Legal Officer of Regulatory Compliance & Wealth Management  

Integrity Marketing Group LLC - Dallas, TX, United States

is required including in the areas of compliance, investment products, as well as practices and procedures in the securities industry from a best practices perspective. Primary Responsibilities Serve

from: linkedin.com - Yesterday

Compliance Associate  

GCM Grosvenor - Chicago, IL, United States

(broker-dealer, investment adviser, etc.), regulatory body (FINRA, SEC, other SRO) or at a compliance consultant or law firm dealing with broker-dealer, investment advisor, and AML matters. Understanding

from: linkedin.com - Yesterday

Investment Specialist  

Levanti Wealth - , FL, United States

to clients in a clear and understandable manner. Compliance: Ensure compliance with regulatory requirements and company policies in all investment-related activities. Collaboration: Work collaboratively

from: linkedin.com - Yesterday

Register your RESUME
Post your RESUME now with our Partner
and receive job offers perfect for you!

VP, Treasury (Fund in Midtown)  

Coda Search│Staffing - New York, NY, United States

adequate liquidity for operational needs. Investment Management: Work closely with investment teams to support investment decisions, assess funding requirements, and manage investment-related liquidity needs

from: linkedin.com - Yesterday


Get email alerts for: Investment Compliance Jobs

Top locations

Loading map...

Top locations in United States hiring now Investment Compliance Jobs:

Login through

JobisJob Tutorial

Visit our Help Centre

JobisJob Forum

Start a Discussion and Share your Insights.

Join

Share Options

Filter jobs by

Related sections

My recent searches
You have no recent searches at the moment.
Use our Job Search to find your new job.

Refine your search

My recent searches
Investment Compliance