Investment Compliance Jobs

CAMICO - San Mateo, CA, United States

and support. Productivity enhancements. Cost containment. Investments Reinsurance Treaty contracts. Financial Contracts. Tax (Federal) Regulatory Compliance with DOI (except claims and underwriting) Develop Investment Compliance Work careers...

from: glassdoor.com - 2 days ago

Union Bank - San Francisco, CA, United States

working with operational and compliance staff. 15% Risk Management: Responsible for every investment security in our portfolios. Key duty is the oversight of the portfolio managers' investment activities Investment Compliance careers...

from: glassdoor.com - 2 days ago

MAI Wealth Management, Inc. - Reston, VA, US

of gathering client tax information, working closely with accountants to discuss tax planning concepts, obtain tax compliance details, cash flows, etc. Maintain a comprehensive understanding of the markets investment compliance analyst...

from: ziprecruiter.com - 5 days ago

Citi - New York, NY, United States

regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Investment Banking, technology management; project/program management; regulatory compliance or supplier investment compliance officer...

from: glassdoor.com - 2 days ago

WELLS FARGO BANK - Charlotte, NC, United States (+1 location)

to implement enhancements and new initiatives as needed Help represent the business with enterprise and oversight partners including independent risk groups, compliance and audit Required Qualifications: 4 investment compliance officer in Dallas, TX...

from: glassdoor.com - 2 days ago

MassMutual Greater Philadelphia - Moosic, PA, US

with business owners Concierge-level support including access to priority in force service, new business and underwriting, advanced sales support, and dedicated compliance resources A team of seasoned investment investment compliance analyst...

from: ziprecruiter.com - 6 days ago

Macquarie Group Limited - New York, NY, United States

raising and principal investment. Job no: MAM-965779 Work type: Permanent - Full time Location: New York Category: Mid-senior, Mid-level, Compliance, Legal & Regulatory, Private Equity & Venture Capital investment compliance officer...

from: glassdoor.com - 2 days ago

CBRE - Chicago, IL, United States

and corporate action reconciliations. Risk Management: Supports senior team members in the management of risk and compliance activities. New Business Participation & Structuring: May participate in new business investment compliance manager...

from: glassdoor.com - 2 days ago

The Rock Creek Group - Washington, DC, US

and complete multiple tasks while meeting daily deadlines. The position is in the Legal & Compliance Team, reports to the General Counsel and involves working closely with the Investment and Operations Teams manager investment compliance...

from: ziprecruiter.com - 8 days ago

Premier Bank - , OH, United States

of consumer complaints. Support Premier’s CRA and Fair Banking compliance program by reviewing, and analyzing CRA and HMDA lending data and CRA community development loans, services and investments; monitoring lead investment compliance...

from: glassdoor.com - 2 days ago