Investment Compliance Jobs

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Investment Management Compliance Officer  

Brown Brothers Harriman - New York City, New York

Investment Management Compliance Officer At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people Investment Compliance Work careers...

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from: - 13 days ago

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Senior Analyst, Investment Compliance  

T Rowe Price - Baltimore, Maryland

for pre-trade & post-trade monitoring activities of investment guidelines in support of the Asia offices including but not limited to: - Review compliance exceptions in a timely manner/within established Investment Compliance careers...

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from: - 24 days ago

Senior Financial Advisor  

Hancock Whitney Bank - Breaux Bridge, LA, United States

of branches Looks for cross-referral opportunities Attends annual compliance continuing education meeting held by Hancock Investment Services Successfully completes required continuing education in compliance investment compliance analyst...

from: - 2 days ago

Compliance Associate Director  

Constellation Advisers - New York City, New York

Opportunity: Constellation Advisers, a premier investment management consultancy with a boutique firm approach, is seeking an experienced compliance professional with a minimum 7 years of relevant investment compliance officer...

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from: - Yesterday

Senior Global Trade Compliance Manager Job  

Boston Scientific - Quincy, Massachusetts

procedures. - Drive identification and implementation of automated trade compliance solutions to improve efficiency and provide the best return on investment - Strategic level supplier management investment compliance officer in Dallas, TX...

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from: - Yesterday

Investment Compliance Analyst Part Time  

Corps Team Services - Charlotte, NC (+1 location)

Investment Banking Compliance Analyst – Part Time Recruiting and staffing of this position is being handled by Corps Team on behalf of our client. This is a part-time (20-25 hours per week) ongoing investment compliance analyst...

from: - 4 days ago

Volunteer Accounting Finance Consultant for D.I.M.E. Inc.  

Taproot Foundation - Columbus, Ohio (+9 locations)

grants and fundraiser monies. This project will help achieve our organization's goals and further our mission by keeping us in compliance with the Maryland state and federal laws. In addition, this project investment compliance officer...

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from: - 2 days ago

Land Cost Accountant Albuquerque, NM  

Pulte Group - Albuquerque, New Mexico

- Assists with the Division's quarterly land budgeting/forecasting processes - Prepares vital information for inclusion in feasibility studies for new capital investment - Ensures 100% compliance investment compliance manager...

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from: (+2 sources) - 7 days ago

Director of Investment Management Compliance  

New York City, NY

Director of Investment Management Compliance (Mutual Fund and RIA Chief Compliance Officer) Location: New York Description: This position reports directly into the organization’s overall Chief manager investment compliance...

from: - 2 days ago

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Supervisor Retirement Income Benefits  

DTE Energy - Detroit, Michigan

benefit and defined contribution related positions, such as trust investments, benefits administration and benefit plan audits Other Qualifications Preferred * Administration, strategy, design lead investment compliance...

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from: - 7 days ago

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