Investment Compliance Jobs

Reputable Staffing, Inc. - New York, NY, United States

communication & interpersonal skills, sound judgement, curiosity, and adaptability. Reporting to a senior manager within the compliance Department, the Investment Compliance analyst will be a member

from: linkedin.com - 10 days ago

Crédit Agricole CIB - New York, NY, United States

of information barriers. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The candidate should have a clear understanding

from: linkedin.com - 6 days ago

DWS Group - New York, NY, United States

Employer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets

from: linkedin.com - 10 days ago

Career Group - New York, NY, United States

Compliance Officer – New York, NY (onsite) SEC-registered investment adviser specializing in Collateralized Loan Obligations (CLO), Asset-Backed Securities (ABS), and Commercial Real Estate (CRE

from: linkedin.com - 2 days ago

GID - Atlanta, GA, United States

of: Investment Advisers Act and related compliance regulations and industry standards Relevant privacy laws and industry standards, including GDPR, California Consumer Privacy Act, and Gramm-Leach-Bliley Act

from: linkedin.com - 2 days ago

Martin Selig Real Estate - Seattle, WA, United States

to develop and implement MSRE's financial strategy to ensure MSRE's overall economic performance and health Ensure robust financial operations, including reporting, investment management, and compliance

from: linkedin.com - 2 days ago

Massachusetts Municipal Wholesale Electric Company (MMWEC) - Ludlow, MA, United States

, you will lead the Treasury Analyst team, oversee daily cash and investment activities, ensure compliance with the General Bond Resolution, and manage risk insurance programs. You will also generate and review

from: linkedin.com - 2 days ago

Connecticut Innovations - , CT, United States

to track and support operational progress. Conduct in-depth financial analysis to support decision-making. Evaluate investment opportunities, pricing strategies, and cost-saving initiatives. Present

from: linkedin.com - 2 days ago

Whistler Partners - , CA, United States

formation, administration, portfolio investment and compliance issues. Work with a top-tier team and manage complex projects in the private equity sector. Leverage your expertise to guide clients through

from: linkedin.com - 2 days ago

Cothran Properties, LLC - Greenville, SC, United States

and strategic planning. Participate in ad-hoc financial analysis projects as required. Assist in the evaluation of investment opportunities and financial risks. Compliance and Controls: Ensure compliance

from: linkedin.com - 2 days ago