Compliance Officer Requirements Jobs in New York, NY

Phaxis - New York, NY, United States

the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies

from: linkedin.com - 6 days ago

Spencer Ogden - New York, NY, United States

and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our operations and investments adhere

from: linkedin.com - 8 days ago

PensionBee - New York, NY

; and ● assisting the Chief Legal Officer & General Counsel with specific projects and external law firm advisory relationships. Requirements The successful candidate will have: ● a law degree from a reputable 80,000 - 90,000

from: workable.com - 3 days ago

BGC Group - New York, NY, United States

and/or registered trademarks/service marks of BGC Partners, Inc., and/or its affiliates. Responsibilities: Serve as Chief Compliance Officer (CCO) advising on day-to-day issues for all Swaps executed through

from: linkedin.com - 8 days ago

Mission Staffing - New York, NY, United States

and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance

from: linkedin.com - 12 days ago

Larson Maddox - New York, United States

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible USD200000 - USD350000 per annum

from: efinancialcareers.com - 3 days ago

Mission Staffing - New York, NY, United States

and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance

from: linkedin.com - 12 days ago

Partnership Employment - New York, NY, United States

Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade

from: linkedin.com - 16 days ago

Goldman Sachs - New York, United States

landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of CFTC, NFA and SEC swap dealer requirements, including developing relevant Competitive

from: efinancialcareers.com - 6 days ago

Atlantic Group - New York, NY, United States

exams Maintenance and organization of the firm’s compliance books and records (e.g., compliance logs, compliance calendar, side letter matrix, etc.) Aid the Compliance officer with review of the firm’s

from: linkedin.com - 17 days ago