Compliance Officer Requirements Jobs
GCM Grosvenor - Chicago, IL, United States
and regulations to identify properly and expeditiously those which may impact the Firm’s business and collaborating with the Senior Compliance Officers to revise the Firm’s policies and procedures, as necessary
from: linkedin.com - Yesterday
Capital One - Washington, United States (+9 locations)
. The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence
from: us.lifeworq.com - 4 days ago
Integrity Marketing Group LLC - Dallas, TX, United States
company Chief Compliance Officers. This person will be responsible for compliance at Integrity Wealth with all applicable federal and state laws, including those of the Securities and Exchange Commission
from: linkedin.com - Yesterday
Point Blank Enterprises, Inc. - Miami Lakes, FL, United States
and reporting, forecasting, inventory, and compliance with corporate, customer and regulatory accounting and finance requirements. ESSENTIAL DUTIES AND RESPONSIBILITIES: Assure accurate financial planning
from: linkedin.com - Yesterday
The Symicor Group - Milwaukee, Wisconsin
position) Chief Compliance Officer responsibilities include: Implementing and maintaining all compliance policies and procedures for the FI. CRCM and/or CAMS designation is preferred. Working with FI
Register your RESUMEfrom: resume-library.com - 5 days ago
Bay Shore Staffing - Boston, MA, United States
to the Chief Compliance Officer and compliance team You have: A minimum of two years of mutual fund paralegal/legal administration experience Proficiency in legal requirements of mutual fund governance
from: linkedin.com - 5 days ago
Turn2Partners - , TX, United States
Suspicious Activity Reports (SARs) in accordance with regulatory requirements. Collaborate with internal stakeholders, including compliance officers and legal counsel, to escalate and resolve AML issues
from: linkedin.com - 5 days ago
HumanGood Community Support Center - Duarte, California
and health care program requirements; Prepare an annual work plan addressing the priority compliance risk exposures for review by the General Counsel; Corporate Compliance Assist Compliance Officer with auditing
Register your RESUMEfrom: resume-library.com - 2 days ago
PRESCOTT PARTNERS, LLC - Sandy Springs, GA, United States
all of the major custodial platforms. Their unique culture puts our investment professionals and their clients at the heart of everything they do. Position Summary Your position, as a Sr. Compliance Officer
from: linkedin.com - 5 days ago
Heritage Financial Credit Union - Middletown, NY, United States
and how they will affect their work, the employee will comply with all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience Required: Experience using P.C
from: linkedin.com - 5 days ago
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